0001562180-19-002603.txt : 20190506 0001562180-19-002603.hdr.sgml : 20190506 20190506145222 ACCESSION NUMBER: 0001562180-19-002603 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190502 FILED AS OF DATE: 20190506 DATE AS OF CHANGE: 20190506 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Edmonds-Waters Christopher CENTRAL INDEX KEY: 0001421898 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15637 FILM NUMBER: 19799014 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942856336 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2019-05-02 false 0000719739 SVB FINANCIAL GROUP SIVB 0001421898 Edmonds-Waters Christopher 3005 TASMAN DRIVE SANTA CLARA CA 95054 false true false false Chief Human Resources Officer Common Stock 2019-05-02 4 M false 236.00 A 3896.00 D Common Stock 2019-05-02 4 M false 172.00 A 4068.00 D Common Stock 2019-05-02 4 M false 553.00 178.39 A 4621.00 D Common Stock 2019-05-02 4 M false 805.00 105.18 A 5426.00 D Common Stock 2019-05-02 4 S false 805.00 249.57 D 4621.00 D Common Stock 2019-05-02 4 S false 166.00 249.57 D 4455.00 D Common Stock 2019-05-02 4 S false 553.00 249.57 D 3902.00 D Common Stock 2019-05-02 4 F false 118.00 255.42 D 3784.00 D Common Stock 2019-05-02 4 F false 86.00 255.42 D 3698.00 D Common Stock 2917.00 I By 401(k)/ESOP Restricted Stock Unit 0.00 2019-05-02 4 M false 236.00 D 2023-05-02 Common Stock 236.00 235.00 D Restricted Stock Unit 0.00 2019-05-02 4 M false 172.00 D 2024-05-02 Common Stock 172.00 342.00 D Stock Option 178.39 2019-05-02 4 M false 553.00 0.00 D 2024-05-02 Common Stock 553.00 1105.00 D Stock Option 105.18 2019-05-02 4 M false 805.00 0.00 D 2023-05-02 Common Stock 805.00 804.00 D Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. The transactions reported were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective March 5, 2019. Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units. 25%/4yr beginning on 02-May-2016. 25%/4yr beginning on 02-May-2017. Wei Sun, Attorney-in-Fact for Christopher Edmonds-Waters 2019-05-06