0001562180-19-002596.txt : 20190506 0001562180-19-002596.hdr.sgml : 20190506 20190506140244 ACCESSION NUMBER: 0001562180-19-002596 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190502 FILED AS OF DATE: 20190506 DATE AS OF CHANGE: 20190506 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zuckert Michael S CENTRAL INDEX KEY: 0001601636 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15637 FILM NUMBER: 19798888 MAIL ADDRESS: STREET 1: 365 HAWTHORNE AVENUE CITY: PALO ALTO STATE: CA ZIP: 94301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942856336 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2019-05-02 false 0000719739 SVB FINANCIAL GROUP SIVB 0001601636 Zuckert Michael S 3005 TASMAN DRIVE SANTA CLARA CA 95054 false true false false General Counsel Common Stock 2019-05-02 4 M false 236.00 A 4820.00 D Common Stock 2019-05-02 4 M false 180.00 A 5000.00 D Common Stock 2019-05-02 4 F false 118.00 255.42 D 4882.00 D Common Stock 2019-05-02 4 F false 90.00 255.42 D 4792.00 D Common Stock 102.00 I By 401(k)/ESOP Restricted Stock Unit 0.00 2019-05-02 4 M false 236.00 D 2023-05-02 Common Stock 236.00 235.00 D Restricted Stock Unit 0.00 2019-05-02 4 M false 180.00 D 2024-05-02 Common Stock 180.00 360.00 D Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units. 25%/4yr beginning on 02-May-2016. 25%/4yr beginning on 02-May-2017. Wei Sun, Attorney-in-Fact for Michael Zuckert 2019-05-06