0001562180-19-002547.txt : 20190503
0001562180-19-002547.hdr.sgml : 20190503
20190503151551
ACCESSION NUMBER: 0001562180-19-002547
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190501
FILED AS OF DATE: 20190503
DATE AS OF CHANGE: 20190503
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Izurieta Laura
CENTRAL INDEX KEY: 0001683510
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-15637
FILM NUMBER: 19795813
MAIL ADDRESS:
STREET 1: 3005 TASMAN DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SVB FINANCIAL GROUP
CENTRAL INDEX KEY: 0000719739
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 942856336
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3003 TASMAN DR
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
BUSINESS PHONE: 4086547400
MAIL ADDRESS:
STREET 1: 3003 TASMAN DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
FORMER COMPANY:
FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES
DATE OF NAME CHANGE: 19920703
4
1
primarydocument.xml
PRIMARY DOCUMENT
X0306
4
2019-05-01
false
0000719739
SVB FINANCIAL GROUP
SIVB
0001683510
Izurieta Laura
3005 TASMAN DRIVE
SANTA CLARA
CA
95054
false
true
false
false
Chief Risk Officer
Common Stock
2019-05-01
4
M
false
197.00
A
1611.00
D
Common Stock
2019-05-01
4
F
false
60.00
250.43
D
1551.00
D
Common Stock
29.00
I
By 401(k)/ESOP
Performance Restricted Stock Unit
0.00
2019-05-01
4
A
false
2469.00
A
2022-01-31
2026-05-01
Common Stock
2469.00
2469.00
D
Performance Restricted Stock Unit
0.00
2019-05-01
4
A
false
3085.00
A
2022-01-31
2026-05-01
Common Stock
3085.00
5554.00
D
Restricted Stock Unit
0.00
2019-05-01
4
M
false
197.00
D
2025-05-01
Common Stock
197.00
590.00
D
Restricted Stock Unit
0.00
2019-05-01
4
A
false
1028.00
A
2022-05-01
2026-05-01
Common Stock
1028.00
1028.00
D
Restricted Stock Unit
0.00
2019-05-01
4
A
false
823.00
A
2026-05-01
Common Stock
823.00
823.00
D
Stock Option
250.43
2019-05-01
4
A
false
2863.00
0.00
A
2022-05-01
2026-05-01
Common Stock
2863.00
2863.00
D
Stock Option
250.43
2019-05-01
4
A
false
2290.00
0.00
A
2026-05-01
Common Stock
2290.00
2290.00
D
Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock.
Stock options are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates.
Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units.
The information in this report is based on 401(k)/ESOP Plan statement dated as of March 31, 2019.
Each performance-based restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock.
Performance-based restricted stock units (PRSUs) are subject to both performance-based and time-based vesting and scheduled to vest on January 31, 2022.
25%/4yr beginning on 01-May-2018.
Restricted stock units are subject to cliff vest on May 1, 2022.
Restricted stock units are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates.
Stock options are subject to cliff vest on May 1, 2022.
Wei Sun, Attorney-in-Fact for Laura Izurieta
2019-05-03