0001562180-19-002547.txt : 20190503 0001562180-19-002547.hdr.sgml : 20190503 20190503151551 ACCESSION NUMBER: 0001562180-19-002547 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190501 FILED AS OF DATE: 20190503 DATE AS OF CHANGE: 20190503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Izurieta Laura CENTRAL INDEX KEY: 0001683510 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15637 FILM NUMBER: 19795813 MAIL ADDRESS: STREET 1: 3005 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942856336 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2019-05-01 false 0000719739 SVB FINANCIAL GROUP SIVB 0001683510 Izurieta Laura 3005 TASMAN DRIVE SANTA CLARA CA 95054 false true false false Chief Risk Officer Common Stock 2019-05-01 4 M false 197.00 A 1611.00 D Common Stock 2019-05-01 4 F false 60.00 250.43 D 1551.00 D Common Stock 29.00 I By 401(k)/ESOP Performance Restricted Stock Unit 0.00 2019-05-01 4 A false 2469.00 A 2022-01-31 2026-05-01 Common Stock 2469.00 2469.00 D Performance Restricted Stock Unit 0.00 2019-05-01 4 A false 3085.00 A 2022-01-31 2026-05-01 Common Stock 3085.00 5554.00 D Restricted Stock Unit 0.00 2019-05-01 4 M false 197.00 D 2025-05-01 Common Stock 197.00 590.00 D Restricted Stock Unit 0.00 2019-05-01 4 A false 1028.00 A 2022-05-01 2026-05-01 Common Stock 1028.00 1028.00 D Restricted Stock Unit 0.00 2019-05-01 4 A false 823.00 A 2026-05-01 Common Stock 823.00 823.00 D Stock Option 250.43 2019-05-01 4 A false 2863.00 0.00 A 2022-05-01 2026-05-01 Common Stock 2863.00 2863.00 D Stock Option 250.43 2019-05-01 4 A false 2290.00 0.00 A 2026-05-01 Common Stock 2290.00 2290.00 D Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Stock options are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates. Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units. The information in this report is based on 401(k)/ESOP Plan statement dated as of March 31, 2019. Each performance-based restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Performance-based restricted stock units (PRSUs) are subject to both performance-based and time-based vesting and scheduled to vest on January 31, 2022. 25%/4yr beginning on 01-May-2018. Restricted stock units are subject to cliff vest on May 1, 2022. Restricted stock units are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates. Stock options are subject to cliff vest on May 1, 2022. Wei Sun, Attorney-in-Fact for Laura Izurieta 2019-05-03