0001562180-19-002535.txt : 20190503 0001562180-19-002535.hdr.sgml : 20190503 20190503145630 ACCESSION NUMBER: 0001562180-19-002535 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190501 FILED AS OF DATE: 20190503 DATE AS OF CHANGE: 20190503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cadieux Marc C CENTRAL INDEX KEY: 0001600735 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15637 FILM NUMBER: 19795708 MAIL ADDRESS: STREET 1: 508 LAUREL AVENUE CITY: MENLO PARK STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942856336 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2019-05-01 false 0000719739 SVB FINANCIAL GROUP SIVB 0001600735 Cadieux Marc C 3005 TASMAN DRIVE SANTA CLARA CA 95054 false true false false Chief Credit Officer Common Stock 2019-05-01 4 M false 197.00 A 15834.00 D Common Stock 2019-05-01 4 M false 224.00 A 16058.00 D Common Stock 2019-05-01 4 F false 98.00 250.43 D 15960.00 D Common Stock 2019-05-01 4 F false 112.00 250.43 D 15848.00 D Common Stock 3259.00 I By 401(k)/ESOP Performance Restricted Stock Unit 0.00 2019-05-01 4 A false 3085.00 A 2022-01-31 2026-05-01 Common Stock 3085.00 3085.00 D Performance Restricted Stock Unit 0.00 2019-05-01 4 A false 6172.00 A 2022-01-31 2026-05-01 Common Stock 6172.00 9257.00 D Restricted Stock Unit 0.00 2019-05-01 4 M false 224.00 D 2022-05-01 Common Stock 224.00 0.00 D Restricted Stock Unit 0.00 2019-05-01 4 M false 197.00 D 2025-05-01 Common Stock 197.00 590.00 D Restricted Stock Unit 0.00 2019-05-01 4 A false 2057.00 A 2022-05-01 2026-05-01 Common Stock 2057.00 2057.00 D Restricted Stock Unit 0.00 2019-05-01 4 A false 1028.00 A 2026-05-01 Common Stock 1028.00 1028.00 D Stock Option 250.43 2019-05-01 4 A false 5726.00 0.00 A 2022-05-01 2026-05-01 Common Stock 5726.00 5726.00 D Stock Option 250.43 2019-05-01 4 A false 2863.00 0.00 A 2026-05-01 Common Stock 2863.00 2863.00 D Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Stock options are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates. Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units. Each performance-based restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Performance-based restricted stock units (PRSUs) are subject to both performance-based and time-based vesting and scheduled to vest on January 31, 2022. 25%/4yr beginning on 01-May-2015. 25%/4yr beginning on 01-May-2018. Restricted stock units are subject to cliff vest on May 1, 2022. Restricted stock units are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates. Stock options are subject to cliff vest on May 1, 2022. Wei Sun, Attorney-in-Fact for Marc Cadieux 2019-05-03