0001562180-19-002535.txt : 20190503
0001562180-19-002535.hdr.sgml : 20190503
20190503145630
ACCESSION NUMBER: 0001562180-19-002535
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190501
FILED AS OF DATE: 20190503
DATE AS OF CHANGE: 20190503
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cadieux Marc C
CENTRAL INDEX KEY: 0001600735
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-15637
FILM NUMBER: 19795708
MAIL ADDRESS:
STREET 1: 508 LAUREL AVENUE
CITY: MENLO PARK
STATE: CA
ZIP: 94025
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SVB FINANCIAL GROUP
CENTRAL INDEX KEY: 0000719739
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 942856336
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3003 TASMAN DR
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
BUSINESS PHONE: 4086547400
MAIL ADDRESS:
STREET 1: 3003 TASMAN DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
FORMER COMPANY:
FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES
DATE OF NAME CHANGE: 19920703
4
1
primarydocument.xml
PRIMARY DOCUMENT
X0306
4
2019-05-01
false
0000719739
SVB FINANCIAL GROUP
SIVB
0001600735
Cadieux Marc C
3005 TASMAN DRIVE
SANTA CLARA
CA
95054
false
true
false
false
Chief Credit Officer
Common Stock
2019-05-01
4
M
false
197.00
A
15834.00
D
Common Stock
2019-05-01
4
M
false
224.00
A
16058.00
D
Common Stock
2019-05-01
4
F
false
98.00
250.43
D
15960.00
D
Common Stock
2019-05-01
4
F
false
112.00
250.43
D
15848.00
D
Common Stock
3259.00
I
By 401(k)/ESOP
Performance Restricted Stock Unit
0.00
2019-05-01
4
A
false
3085.00
A
2022-01-31
2026-05-01
Common Stock
3085.00
3085.00
D
Performance Restricted Stock Unit
0.00
2019-05-01
4
A
false
6172.00
A
2022-01-31
2026-05-01
Common Stock
6172.00
9257.00
D
Restricted Stock Unit
0.00
2019-05-01
4
M
false
224.00
D
2022-05-01
Common Stock
224.00
0.00
D
Restricted Stock Unit
0.00
2019-05-01
4
M
false
197.00
D
2025-05-01
Common Stock
197.00
590.00
D
Restricted Stock Unit
0.00
2019-05-01
4
A
false
2057.00
A
2022-05-01
2026-05-01
Common Stock
2057.00
2057.00
D
Restricted Stock Unit
0.00
2019-05-01
4
A
false
1028.00
A
2026-05-01
Common Stock
1028.00
1028.00
D
Stock Option
250.43
2019-05-01
4
A
false
5726.00
0.00
A
2022-05-01
2026-05-01
Common Stock
5726.00
5726.00
D
Stock Option
250.43
2019-05-01
4
A
false
2863.00
0.00
A
2026-05-01
Common Stock
2863.00
2863.00
D
Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock.
Stock options are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates.
Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units.
Each performance-based restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock.
Performance-based restricted stock units (PRSUs) are subject to both performance-based and time-based vesting and scheduled to vest on January 31, 2022.
25%/4yr beginning on 01-May-2015.
25%/4yr beginning on 01-May-2018.
Restricted stock units are subject to cliff vest on May 1, 2022.
Restricted stock units are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates.
Stock options are subject to cliff vest on May 1, 2022.
Wei Sun, Attorney-in-Fact for Marc Cadieux
2019-05-03