0001562180-19-001617.txt : 20190304 0001562180-19-001617.hdr.sgml : 20190304 20190304192007 ACCESSION NUMBER: 0001562180-19-001617 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190228 FILED AS OF DATE: 20190304 DATE AS OF CHANGE: 20190304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: China John CENTRAL INDEX KEY: 0001519244 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15637 FILM NUMBER: 19656042 MAIL ADDRESS: STREET 1: 3005 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942856336 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2019-02-28 false 0000719739 SVB FINANCIAL GROUP SIVB 0001519244 China John 3005 TASMAN DRIVE SANTA CLARA CA 95054 false true false false Head of Technology Banking Common Stock 2019-02-28 4 M false 4600.00 71.11 A 22172.00 D Common Stock 2019-02-28 4 M false 6600.00 64.37 A 28772.00 D Common Stock 2019-02-28 4 S false 4600.00 249.1176 D 24172.00 D Common Stock 2019-02-28 4 S false 6600.00 249.1176 D 17572.00 D Common Stock 5656.00 I By 401(k)/ESOP Stock Option 71.11 2019-02-28 4 M false 4600.00 0.00 D 2020-04-30 Common Stock 4600.00 4000.00 D Stock Option 64.37 2019-02-28 4 M false 6600.00 0.00 D 2019-05-01 Common Stock 6600.00 0.00 D This transaction was executed in multiple trades at prices ranging from $249.00 to $249.51; the price reported above reflects the weighted average sale price. 25%/4yr beginning on 30-Apr-2013. 25%/4yr beginning on 01-May-2012. Denise West, Attorney-in-Fact for John China 2019-03-04