0001562180-19-000520.txt : 20190125
0001562180-19-000520.hdr.sgml : 20190125
20190125160927
ACCESSION NUMBER: 0001562180-19-000520
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190123
FILED AS OF DATE: 20190125
DATE AS OF CHANGE: 20190125
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: China John
CENTRAL INDEX KEY: 0001519244
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-15637
FILM NUMBER: 19542647
MAIL ADDRESS:
STREET 1: 3005 TASMAN DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SVB FINANCIAL GROUP
CENTRAL INDEX KEY: 0000719739
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 942856336
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3003 TASMAN DR
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
BUSINESS PHONE: 4086547400
MAIL ADDRESS:
STREET 1: 3003 TASMAN DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
FORMER COMPANY:
FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES
DATE OF NAME CHANGE: 19920703
4
1
primarydocument.xml
PRIMARY DOCUMENT
X0306
4
2019-01-23
false
0000719739
SVB FINANCIAL GROUP
SIVB
0001519244
China John
3005 TASMAN DRIVE
SANTA CLARA
CA
95054
false
true
false
false
Head of Technology Banking
Common Stock
2018-06-29
5
A
false
E
105.00
201.773
A
14407.00
D
Common Stock
2019-01-23
4
A
false
5080.00
A
19487.00
D
Common Stock
5656.00
I
By 401(k)/ESOP
Performance Restricted Stock Unit
0.00
2019-01-23
4
M
false
5080.00
D
2019-01-30
2023-02-16
Common Stock
5080.00
0.00
D
These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
To the extent deemed earned on January 23, 2019, these awards are scheduled to complete their time-based vesting, and cliff vest on January 30, 2019.
Each performance-based restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock.
The information in this report is based on 401(k)/ESOP Plan statement dated as of December 31, 2018.
Denise West, Attorney-in-Fact for John China
2019-01-25