0001562180-19-000517.txt : 20190125 0001562180-19-000517.hdr.sgml : 20190125 20190125160332 ACCESSION NUMBER: 0001562180-19-000517 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190123 FILED AS OF DATE: 20190125 DATE AS OF CHANGE: 20190125 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cadieux Marc C CENTRAL INDEX KEY: 0001600735 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15637 FILM NUMBER: 19542580 MAIL ADDRESS: STREET 1: 508 LAUREL AVENUE CITY: MENLO PARK STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942856336 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2019-01-23 false 0000719739 SVB FINANCIAL GROUP SIVB 0001600735 Cadieux Marc C 3005 TASMAN DRIVE SANTA CLARA CA 95054 false true false false Chief Credit Officer Common Stock 2019-01-23 4 A false 4064.00 A 15769.00 D Common Stock 3246.00 I By 401(k)/ESOP Performance Restricted Stock Unit 0.00 2019-01-23 4 M false 4064.00 D 2019-01-30 2023-02-16 Common Stock 4064.00 0.00 D To the extent deemed earned on January 23, 2019, these awards are scheduled to complete their time-based vesting, and cliff vest on January 30, 2019. Each performance-based restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Since the date of the reporting person's last ownership report, he disposed a total of 4,343 shares of common stock in a transaction exempted from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-12 thereunder. The information in this report is based on 401(k)/ESOP Plan statement dated as of December 31, 2018. Denise West, Attorney-in-Fact for Marc Cadieux 2019-01-25