0001562180-18-002288.txt : 20180504 0001562180-18-002288.hdr.sgml : 20180504 20180504180009 ACCESSION NUMBER: 0001562180-18-002288 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180502 FILED AS OF DATE: 20180504 DATE AS OF CHANGE: 20180504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Leone Roger CENTRAL INDEX KEY: 0001654140 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15637 FILM NUMBER: 18809220 MAIL ADDRESS: STREET 1: 4052 RONDA ROAD CITY: PEBBLE BEACH STATE: CA ZIP: 93953 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942856336 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2018-05-02 false 0000719739 SVB FINANCIAL GROUP SIVB 0001654140 Leone Roger 3005 TASMAN DRIVE SANTA CLARA CA 95054 false true false false Chief Information Officer Common Stock 2018-05-02 4 M false 177.00 A 1478.00 D Common Stock 2018-05-02 4 M false 120.00 A 1598.00 D Common Stock 2018-05-02 4 F false 62.00 306.01 D 1536.00 D Common Stock 2018-05-02 4 F false 42.00 306.01 D 1494.00 D Common Stock 61.00 I By 401(k)/ESOP Restricted Stock Unit 0.00 2018-05-02 4 M false 177.00 D 2023-05-02 Common Stock 177.00 353.00 D Restricted Stock Unit 0.00 2018-05-02 4 M false 120.00 D 2024-05-02 Common Stock 120.00 360.00 D Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units. 25%/4yr beginning on 02-May-2017. 25%/4yr beginning on 02-May-2018. Denise West, Attorney-in-Fact for Roger Leone 2018-05-04