0001562180-18-002237.txt : 20180503 0001562180-18-002237.hdr.sgml : 20180503 20180503205859 ACCESSION NUMBER: 0001562180-18-002237 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180501 FILED AS OF DATE: 20180503 DATE AS OF CHANGE: 20180503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Husain Kamran F CENTRAL INDEX KEY: 0001318490 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15637 FILM NUMBER: 18805815 MAIL ADDRESS: STREET 1: 3005 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942856336 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2018-05-01 false 0000719739 SVB FINANCIAL GROUP SIVB 0001318490 Husain Kamran F 3005 TASMAN DRIVE SANTA CLARA CA 95054 false true false false Chief Accounting Officer Common Stock 2018-05-01 4 M false 329.00 A 460.00 D Common Stock 2018-05-01 4 F false 118.00 305.46 D 342.00 D Common Stock 320.00 I By 401(k)/ESOP Restricted Stock Unit 0.00 2018-05-01 4 M false 329.00 D 2022-05-01 Common Stock 329.00 329.00 D Restricted Stock Unit 0.00 2018-05-01 4 A false 885.00 A 2025-05-01 Common Stock 885.00 885.00 D Stock Option 305.46 2018-05-01 4 A false 925.00 0.00 A 2025-05-01 Common Stock 925.00 925.00 D Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units. 25%/4yr beginning on 01-May-2016. Restricted stock units are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates. Stock options are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates. Denise West, Attorney-in-Fact for Kamran Husain 2018-05-03