0001562180-18-000466.txt : 20180126 0001562180-18-000466.hdr.sgml : 20180126 20180126185559 ACCESSION NUMBER: 0001562180-18-000466 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180124 FILED AS OF DATE: 20180126 DATE AS OF CHANGE: 20180126 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Edmonds-Waters Christopher CENTRAL INDEX KEY: 0001421898 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15637 FILM NUMBER: 18553219 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942856336 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2018-01-24 false 0000719739 SVB FINANCIAL GROUP SIVB 0001421898 Edmonds-Waters Christopher 3005 TASMAN DRIVE SANTA CLARA CA 95054 false true false false Head of Human Resources Common Stock 2017-12-29 5 A false E 13.00 152.524 A 5931.00 D Common Stock 2018-01-24 4 A false 2000.00 A 7931.00 D Common Stock 2806.00 I By 401(k)/ESOP Performance Restricted Stock Unit 0.00 2018-01-24 4 M false 2000.00 D 2018-01-30 2022-03-30 Common Stock 2000.00 0.00 D These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). To the extent deemed earned on January 24, 2018, these awards are scheduled to complete their time-based vesting, and cliff vest on January 30, 2018. Each performance-based restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. The information in this report is based on 401(k)/ESOP Plan statement dated as of December 31, 2017. Denise West, Attorney-in-Fact for Christopher Edmonds-Waters 2018-01-26