0001562180-17-003794.txt : 20171207 0001562180-17-003794.hdr.sgml : 20171207 20171207193831 ACCESSION NUMBER: 0001562180-17-003794 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171205 FILED AS OF DATE: 20171207 DATE AS OF CHANGE: 20171207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: China John CENTRAL INDEX KEY: 0001519244 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15637 FILM NUMBER: 171245892 MAIL ADDRESS: STREET 1: 3005 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942856336 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2017-12-05 false 0000719739 SVB FINANCIAL GROUP SIVB 0001519244 China John 3005 TASMAN DRIVE SANTA CLARA CA 95054 false true false false Head of Technology Banking Common Stock 2017-06-30 5 A false E 145.00 146.302 A 11717.00 D Common Stock 2017-12-05 4 M false 152.00 54.88 A 11869.00 D Common Stock 2017-12-05 4 S false 152.00 231.7297 D 11717.00 D Common Stock 5591.00 I By 401(k)/ESOP Stock Option 54.88 2017-12-05 4 M false 152.00 0.00 D 2012-01-03 2018-01-03 Common Stock 152.00 0.00 D These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). This transaction was executed in multiple trades at prices ranging from $231.71 USD to $231.74 USD; the price reported above reflects the weighted average sale price. The information in this report is based on 401(k)/ESOP Plan statement dated as of September 30, 2017. Denise West, Attorney-in-Fact for John China 2017-12-07