0001562180-17-003792.txt : 20171207 0001562180-17-003792.hdr.sgml : 20171207 20171207192022 ACCESSION NUMBER: 0001562180-17-003792 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171205 FILED AS OF DATE: 20171207 DATE AS OF CHANGE: 20171207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BECKER GREGORY W CENTRAL INDEX KEY: 0001259867 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15637 FILM NUMBER: 171245873 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942856336 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2017-12-05 false 0000719739 SVB FINANCIAL GROUP SIVB 0001259867 BECKER GREGORY W 3005 TASMAN DRIVE SANTA CLARA CA 95054 false true false false President and CEO Common Stock 2017-06-30 5 A false E 145.00 146.302 A 51011.00 I Revocable Trust Common Stock 2017-12-05 4 S false 4600.00 232.1337 D 46411.00 I Revocable Trust Common Stock 2017-12-05 4 M false 9511.00 64.37 A 55922.00 I Revocable Trust Common Stock 2017-12-05 4 S false 4181.00 233.0951 D 51741.00 I Revocable Trust Common Stock 2017-12-05 4 S false 730.00 233.7466 D 51011.00 I Revocable Trust Common Stock 6206.00 I By 401(k)/ESOP Stock Option 64.37 2017-12-05 4 M false 9511.00 0.00 D 2019-05-01 Common Stock 9511.00 0.00 D These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). This transaction was executed in multiple trades at prices ranging from $231.73 to $232.64; the price reported above reflects the weighted average sale price. This transaction was executed in multiple trades at prices ranging from $232.70 USD to $233.59 USD; the price reported above reflects the weighted average sale price. This transaction was executed in multiple trades at prices ranging from $233.70 USD to $234.00 USD; the price reported above reflects the weighted average sale price. The information in this report is based on 401(k)/ESOP Plan statement dated as of September 30, 2017. 25%/4yr beginning on 01-May-2013. All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective November 2, 2017. Denise West, Attorney-in-Fact for Gregory Becker 2017-12-07