0001562180-17-003792.txt : 20171207
0001562180-17-003792.hdr.sgml : 20171207
20171207192022
ACCESSION NUMBER: 0001562180-17-003792
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171205
FILED AS OF DATE: 20171207
DATE AS OF CHANGE: 20171207
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BECKER GREGORY W
CENTRAL INDEX KEY: 0001259867
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-15637
FILM NUMBER: 171245873
MAIL ADDRESS:
STREET 1: 3003 TASMAN DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SVB FINANCIAL GROUP
CENTRAL INDEX KEY: 0000719739
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 942856336
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3003 TASMAN DR
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
BUSINESS PHONE: 4086547400
MAIL ADDRESS:
STREET 1: 3003 TASMAN DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
FORMER COMPANY:
FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES
DATE OF NAME CHANGE: 19920703
4
1
primarydocument.xml
PRIMARY DOCUMENT
X0306
4
2017-12-05
false
0000719739
SVB FINANCIAL GROUP
SIVB
0001259867
BECKER GREGORY W
3005 TASMAN DRIVE
SANTA CLARA
CA
95054
false
true
false
false
President and CEO
Common Stock
2017-06-30
5
A
false
E
145.00
146.302
A
51011.00
I
Revocable Trust
Common Stock
2017-12-05
4
S
false
4600.00
232.1337
D
46411.00
I
Revocable Trust
Common Stock
2017-12-05
4
M
false
9511.00
64.37
A
55922.00
I
Revocable Trust
Common Stock
2017-12-05
4
S
false
4181.00
233.0951
D
51741.00
I
Revocable Trust
Common Stock
2017-12-05
4
S
false
730.00
233.7466
D
51011.00
I
Revocable Trust
Common Stock
6206.00
I
By 401(k)/ESOP
Stock Option
64.37
2017-12-05
4
M
false
9511.00
0.00
D
2019-05-01
Common Stock
9511.00
0.00
D
These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
This transaction was executed in multiple trades at prices ranging from $231.73 to $232.64; the price reported above reflects the weighted average sale price.
This transaction was executed in multiple trades at prices ranging from $232.70 USD to $233.59 USD; the price reported above reflects the weighted average sale price.
This transaction was executed in multiple trades at prices ranging from $233.70 USD to $234.00 USD; the price reported above reflects the weighted average sale price.
The information in this report is based on 401(k)/ESOP Plan statement dated as of September 30, 2017.
25%/4yr beginning on 01-May-2013.
All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective November 2, 2017.
Denise West, Attorney-in-Fact for Gregory Becker
2017-12-07