0001562180-17-003447.txt : 20171102 0001562180-17-003447.hdr.sgml : 20171102 20171102193729 ACCESSION NUMBER: 0001562180-17-003447 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171031 FILED AS OF DATE: 20171102 DATE AS OF CHANGE: 20171102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Husain Kamran F CENTRAL INDEX KEY: 0001318490 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15637 FILM NUMBER: 171174274 MAIL ADDRESS: STREET 1: 3005 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942856336 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2017-10-31 false 0000719739 SVB FINANCIAL GROUP SIVB 0001318490 Husain Kamran F 3005 TASMAN DRIVE SANTA CLARA CA 95054 false true false false Chief Accounting Officer Common Stock 2017-06-30 5 A false E 145.00 146.302 A 890.00 D Common Stock 2017-10-31 4 M false 475.00 71.11 A 1365.00 D Common Stock 2017-10-31 4 M false 475.00 107.98 A 1840.00 D Common Stock 2017-10-31 4 M false 600.00 129.81 A 2440.00 D Common Stock 2017-10-31 4 M false 450.00 105.18 A 2890.00 D Common Stock 2017-10-31 4 S false 450.00 220.0205 D 2440.00 D Common Stock 2017-10-31 4 S false 145.00 220.05 D 2295.00 D Common Stock 2017-10-31 4 S false 475.00 220.3616 D 1820.00 D Common Stock 2017-10-31 4 S false 745.00 220.0842 D 1075.00 D Common Stock 2017-10-31 4 S false 475.00 220.3456 D 600.00 D Common Stock 2017-10-31 4 S false 600.00 220.2515 D 0.00 D Common Stock 313.00 I By 401(k)/ESOP Stock Option 129.81 2017-10-31 4 M false 600.00 0.00 D 2022-05-01 Common Stock 600.00 728.00 D Stock Option 107.98 2017-10-31 4 M false 475.00 0.00 D 2021-04-29 Common Stock 475.00 583.00 D Stock Option 105.18 2017-10-31 4 M false 450.00 0.00 D 2023-05-02 Common Stock 450.00 1562.00 D Stock Option 71.11 2017-10-31 4 M false 475.00 0.00 D 2020-04-30 Common Stock 475.00 75.00 D These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). 25%/4yr beginning on 02-May-2017. 25%/4yr beginning on 30-Apr-2014. This transaction was executed in multiple trades at prices ranging from $219.97 USD to $220.11 USD; the price reported above reflects the weighted average sale price. This transaction was executed in multiple trades at prices ranging from $220.05 USD to $220.05 USD; the price reported above reflects the weighted average sale price. This transaction was executed in multiple trades at prices ranging from $220.31 USD to $220.45 USD; the price reported above reflects the weighted average sale price. This transaction was executed in multiple trades at prices ranging from $220.00 USD to $220.13 USD; the price reported above reflects the weighted average sale price. This transaction was executed in multiple trades at prices ranging from $220.31 USD to $220.475 USD; the price reported above reflects the weighted average sale price. This transaction was executed in multiple trades at prices ranging from $220.11 USD to $220.31 USD; the price reported above reflects the weighted average sale price. 25%/4yr beginning on 01-May-2016. 25%/4yr beginning on 29-Apr-2015. Denise West, Attorney-in-Fact for Kamran Husain 2017-11-02