0001562180-17-003447.txt : 20171102
0001562180-17-003447.hdr.sgml : 20171102
20171102193729
ACCESSION NUMBER: 0001562180-17-003447
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171031
FILED AS OF DATE: 20171102
DATE AS OF CHANGE: 20171102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Husain Kamran F
CENTRAL INDEX KEY: 0001318490
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-15637
FILM NUMBER: 171174274
MAIL ADDRESS:
STREET 1: 3005 TASMAN DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SVB FINANCIAL GROUP
CENTRAL INDEX KEY: 0000719739
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 942856336
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3003 TASMAN DR
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
BUSINESS PHONE: 4086547400
MAIL ADDRESS:
STREET 1: 3003 TASMAN DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
FORMER COMPANY:
FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES
DATE OF NAME CHANGE: 19920703
4
1
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SANTA CLARA
CA
95054
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Chief Accounting Officer
Common Stock
2017-06-30
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By 401(k)/ESOP
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2022-05-01
Common Stock
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2021-04-29
Common Stock
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2023-05-02
Common Stock
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These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
25%/4yr beginning on 02-May-2017.
25%/4yr beginning on 30-Apr-2014.
This transaction was executed in multiple trades at prices ranging from $219.97 USD to $220.11 USD; the price reported above reflects the weighted average sale price.
This transaction was executed in multiple trades at prices ranging from $220.05 USD to $220.05 USD; the price reported above reflects the weighted average sale price.
This transaction was executed in multiple trades at prices ranging from $220.31 USD to $220.45 USD; the price reported above reflects the weighted average sale price.
This transaction was executed in multiple trades at prices ranging from $220.00 USD to $220.13 USD; the price reported above reflects the weighted average sale price.
This transaction was executed in multiple trades at prices ranging from $220.31 USD to $220.475 USD; the price reported above reflects the weighted average sale price.
This transaction was executed in multiple trades at prices ranging from $220.11 USD to $220.31 USD; the price reported above reflects the weighted average sale price.
25%/4yr beginning on 01-May-2016.
25%/4yr beginning on 29-Apr-2015.
Denise West, Attorney-in-Fact for Kamran Husain
2017-11-02