0001562180-17-003412.txt : 20171031
0001562180-17-003412.hdr.sgml : 20171031
20171031194448
ACCESSION NUMBER: 0001562180-17-003412
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171027
FILED AS OF DATE: 20171031
DATE AS OF CHANGE: 20171031
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Leone Roger
CENTRAL INDEX KEY: 0001654140
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-15637
FILM NUMBER: 171167062
MAIL ADDRESS:
STREET 1: 4052 RONDA ROAD
CITY: PEBBLE BEACH
STATE: CA
ZIP: 93953
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SVB FINANCIAL GROUP
CENTRAL INDEX KEY: 0000719739
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 942856336
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3003 TASMAN DR
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
BUSINESS PHONE: 4086547400
MAIL ADDRESS:
STREET 1: 3003 TASMAN DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
FORMER COMPANY:
FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES
DATE OF NAME CHANGE: 19920703
4
1
primarydocument.xml
PRIMARY DOCUMENT
X0306
4
2017-10-27
false
0000719739
SVB FINANCIAL GROUP
SIVB
0001654140
Leone Roger
3005 TASMAN DRIVE
SANTA CLARA
CA
95054
false
true
false
false
Chief Information Officer
Common Stock
2017-06-30
5
A
false
E
145.00
146.302
A
1000.00
D
Common Stock
2017-10-27
4
M
false
358.00
A
1358.00
D
Common Stock
2017-10-27
4
F
false
135.00
216.69
D
1223.00
D
Common Stock
53.00
I
By 401(k)/ESOP
Restricted Stock Unit
0.00
2017-10-27
4
M
false
358.00
D
2022-10-27
Common Stock
358.00
714.00
D
These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock.
Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units.
25%/4yr beginning on 27-Oct-2016.
Denise West, Attorney-in-Fact for Roger Leone
2017-10-31