0001562180-17-003412.txt : 20171031 0001562180-17-003412.hdr.sgml : 20171031 20171031194448 ACCESSION NUMBER: 0001562180-17-003412 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171027 FILED AS OF DATE: 20171031 DATE AS OF CHANGE: 20171031 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Leone Roger CENTRAL INDEX KEY: 0001654140 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15637 FILM NUMBER: 171167062 MAIL ADDRESS: STREET 1: 4052 RONDA ROAD CITY: PEBBLE BEACH STATE: CA ZIP: 93953 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942856336 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2017-10-27 false 0000719739 SVB FINANCIAL GROUP SIVB 0001654140 Leone Roger 3005 TASMAN DRIVE SANTA CLARA CA 95054 false true false false Chief Information Officer Common Stock 2017-06-30 5 A false E 145.00 146.302 A 1000.00 D Common Stock 2017-10-27 4 M false 358.00 A 1358.00 D Common Stock 2017-10-27 4 F false 135.00 216.69 D 1223.00 D Common Stock 53.00 I By 401(k)/ESOP Restricted Stock Unit 0.00 2017-10-27 4 M false 358.00 D 2022-10-27 Common Stock 358.00 714.00 D These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units. 25%/4yr beginning on 27-Oct-2016. Denise West, Attorney-in-Fact for Roger Leone 2017-10-31