0001562180-17-001798.txt : 20170504 0001562180-17-001798.hdr.sgml : 20170504 20170504205752 ACCESSION NUMBER: 0001562180-17-001798 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170502 FILED AS OF DATE: 20170504 DATE AS OF CHANGE: 20170504 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942856336 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Husain Kamran F CENTRAL INDEX KEY: 0001318490 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15637 FILM NUMBER: 17815910 MAIL ADDRESS: STREET 1: 3005 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2017-05-02 false 0000719739 SVB FINANCIAL GROUP SIVB 0001318490 Husain Kamran F 3005 TASMAN DRIVE SANTA CLARA CA 95054 false true false false Chief Accounting Officer Common Stock 2017-05-02 4 M false 442.00 A 912.00 D Common Stock 2017-05-02 4 F false 167.00 178.39 D 745.00 D Common Stock 313.00 I By 401(k)/ESOP Restricted Stock Unit 0.00 2017-05-02 4 M false 442.00 D 2023-05-02 Common Stock 442.00 1326.00 D Restricted Stock Unit 0.00 2017-05-02 4 A false 1133.00 A 2024-05-02 Common Stock 1133.00 1133.00 D Stock Option 178.39 2017-05-02 4 A false 1216.00 178.39 A 2024-05-02 Common Stock 1216.00 1216.00 D Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units. 25%/4yr beginning on 02-May-2017. Restricted stock units are subject to annual vesting in equal installments on May 2, 2018, May 2, 2019, May 2, 2020, and May 2, 2021. The grant of stock options are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates. The exercise price of the stock options is determined based on the closing price of SVB's common stock on the date of grant. Denise West, Attorney-in-Fact for Kamran Husain 2017-05-04