0001562180-17-001691.txt : 20170503 0001562180-17-001691.hdr.sgml : 20170503 20170503145725 ACCESSION NUMBER: 0001562180-17-001691 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170429 FILED AS OF DATE: 20170503 DATE AS OF CHANGE: 20170503 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942856336 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Husain Kamran F CENTRAL INDEX KEY: 0001318490 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15637 FILM NUMBER: 17808758 MAIL ADDRESS: STREET 1: 3005 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2017-04-29 false 0000719739 SVB FINANCIAL GROUP SIVB 0001318490 Husain Kamran F 3005 TASMAN DRIVE SANTA CLARA CA 95054 false true false false Chief Accounting Officer Common Stock 2017-04-29 2017-05-01 4 M false 201.00 A 201.00 D Common Stock 2017-04-29 2017-05-01 4 F false 76.00 180.28 D 125.00 D Common Stock 2017-04-30 2017-05-01 4 M false 225.00 A 350.00 D Common Stock 2017-04-30 2017-05-01 4 F false 85.00 180.28 D 265.00 D Common Stock 2017-05-01 4 M false 330.00 A 595.00 D Common Stock 2017-05-01 4 F false 125.00 180.28 D 470.00 D Common Stock 313.00 I By 401(k)/ESOP Restricted Stock Unit 0.00 2017-04-29 4 M false 201.00 D 2021-04-29 Common Stock 201.00 201.00 D Restricted Stock Unit 0.00 2017-04-30 4 M false 225.00 D 2020-04-30 Common Stock 225.00 0.00 D Restricted Stock Unit 0.00 2017-05-01 4 M false 330.00 D 2022-05-01 Common Stock 330.00 658.00 D Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units. The information in this report is based on 401(k)/ESOP Plan statement dated as of March 31, 2017. 25%/4yr beginning on 29-Apr-2015. 25%/4yr beginning on 30-Apr-2014. 25%/4yr beginning on 01-May-2016. Denise West, Attorney-in-Fact for Kamran Husain 2017-05-03