0001562180-17-001677.txt : 20170503 0001562180-17-001677.hdr.sgml : 20170503 20170503144716 ACCESSION NUMBER: 0001562180-17-001677 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170429 FILED AS OF DATE: 20170503 DATE AS OF CHANGE: 20170503 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942856336 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cox Philip C CENTRAL INDEX KEY: 0001575523 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15637 FILM NUMBER: 17808701 MAIL ADDRESS: STREET 1: ORCHARD HOUSE 40 BARRINGTON ROAD STREET 2: FOXTON CAMBRIDGE CITY: LONDON STATE: X0 ZIP: CB22 6SL 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2017-04-29 false 0000719739 SVB FINANCIAL GROUP SIVB 0001575523 Cox Philip C 3005 TASMAN DRIVE SANTA CLARA CA 95054 false true false false Head EMEA India & President,UK Common Stock 2017-04-29 2017-05-01 4 M false 161.00 A 2293.00 D Common Stock 2017-04-29 2017-05-01 4 F false 73.00 180.28 D 2220.00 D Common Stock 2017-04-30 2017-05-01 4 M false 575.00 A 2795.00 D Common Stock 2017-04-30 2017-05-01 4 F false 259.00 180.28 D 2536.00 D Common Stock 2017-05-01 4 M false 208.00 A 2744.00 D Common Stock 2017-05-01 4 F false 94.00 180.28 D 2650.00 D Restricted Stock Unit 0.00 2017-04-29 4 M false 161.00 D 2021-04-29 Common Stock 161.00 161.00 D Restricted Stock Unit 0.00 2017-04-30 4 M false 575.00 D 2020-04-30 Common Stock 575.00 0.00 D Restricted Stock Unit 0.00 2017-05-01 4 M false 208.00 D 2022-05-01 Common Stock 208.00 414.00 D Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units. 25%/4yr beginning on 29-Apr-2015. 25%/4yr beginning on 30-Apr-2014. 25%/4yr beginning on 01-May-2016. Denise West, Attorney-in-Fact for Philip Cox 2017-05-03