0001562180-17-000523.txt : 20170206 0001562180-17-000523.hdr.sgml : 20170206 20170206182417 ACCESSION NUMBER: 0001562180-17-000523 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170202 FILED AS OF DATE: 20170206 DATE AS OF CHANGE: 20170206 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942856336 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Leone Roger CENTRAL INDEX KEY: 0001654140 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15637 FILM NUMBER: 17576730 MAIL ADDRESS: STREET 1: 4052 RONDA ROAD CITY: PEBBLE BEACH STATE: CA ZIP: 93953 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2017-02-02 false 0000719739 SVB FINANCIAL GROUP SIVB 0001654140 Leone Roger 3005 TASMAN DRIVE SANTA CLARA CA 95054 false true false false Chief Information Officer Common Stock 2017-02-02 4 M false 133.00 0.00 A 804.00 D Common Stock 2017-02-02 4 F false 59.00 170.93 D 745.00 D Common Stock 43.00 I By 401(k)/ESOP Restricted Stock Unit 0.00 2017-02-02 4 M false 133.00 D 2016-02-02 2022-02-02 Common Stock 133.00 266.00 D Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units. The information in this report is based on 401(k)/ESOP Plan statement dated as of December 31, 2016. 25%/4yr beginning on 02-Feb-2016. Denise West, Attorney-in-Fact for Roger Leone 2017-02-06