0001562180-17-000473.txt : 20170202 0001562180-17-000473.hdr.sgml : 20170202 20170202192016 ACCESSION NUMBER: 0001562180-17-000473 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170131 FILED AS OF DATE: 20170202 DATE AS OF CHANGE: 20170202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942856336 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cox Philip C CENTRAL INDEX KEY: 0001575523 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15637 FILM NUMBER: 17569912 MAIL ADDRESS: STREET 1: ORCHARD HOUSE 40 BARRINGTON ROAD STREET 2: FOXTON CAMBRIDGE CITY: LONDON STATE: X0 ZIP: CB22 6SL 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2017-01-31 false 0000719739 SVB FINANCIAL GROUP SIVB 0001575523 Cox Philip C 3005 TASMAN DRIVE SANTA CLARA CA 95054 false true false false Head EMEA India & President,UK Common Stock 2017-01-31 4 M false 812.00 64.37 A 5381.00 D Common Stock 2017-01-31 4 M false 1175.00 71.11 A 6556.00 D Common Stock 2017-01-31 4 M false 1715.00 107.98 A 8271.00 D Common Stock 2017-01-31 4 M false 272.00 129.81 A 8543.00 D Common Stock 2017-01-31 4 M false 234.00 107.98 A 8777.00 D Common Stock 2017-01-31 4 M false 356.00 129.81 A 9133.00 D Common Stock 2017-01-31 4 S false 315.00 170.6834 D 8818.00 D Common Stock 2017-01-31 4 S false 198.00 171.2651 D 8620.00 D Common Stock 2017-01-31 4 S false 1395.00 170.6834 D 7225.00 D Common Stock 2017-01-31 4 S false 814.00 170.6834 D 6411.00 D Common Stock 2017-01-31 4 S false 241.00 170.6834 D 6170.00 D Common Stock 2017-01-31 4 S false 193.00 170.6834 D 5977.00 D Common Stock 2017-01-31 4 S false 545.00 170.6834 D 5432.00 D Common Stock 2017-02-01 4 S false 1400.00 174.0268 D 4032.00 D Common Stock 2017-02-01 4 S false 1450.00 174.4906 D 2582.00 D Common Stock 2017-02-01 4 S false 450.00 176.2689 D 2132.00 D Stock Option 129.81 2017-01-31 4 M false 272.00 0.00 D 2022-05-01 Common Stock 272.00 815.00 D Stock Option 129.81 2017-01-31 4 M false 356.00 0.00 D 2022-05-01 Common Stock 356.00 1066.00 D Stock Option 107.98 2017-01-31 4 M false 234.00 0.00 D 2021-04-29 Common Stock 234.00 232.00 D Stock Option 107.98 2017-01-31 4 M false 1715.00 0.00 D 2021-04-29 Common Stock 1715.00 1714.00 D Stock Option 71.11 2017-01-31 4 M false 1175.00 0.00 D 2020-04-30 Common Stock 1175.00 1175.00 D Stock Option 64.37 2017-01-31 4 M false 812.00 0.00 D 2019-05-01 Common Stock 812.00 0.00 D This transaction was executed in multiple trades at prices ranging from $170.5 to $171.23; the price reported above reflects the weighted average sale price. This transaction was executed in multiple trades at prices ranging from $171.26 to $171.27; the price reported above reflects the weighted average sale price. This transaction was executed in multiple trades at prices ranging from $174 to $174.11; the price reported above reflects the weighted average sale price. This transaction was executed in multiple trades at prices ranging from $174.13 to $175.1; the price reported above reflects the weighted average sale price. This transaction was executed in multiple trades at prices ranging from $176.25 to $176.3; the price reported above reflects the weighted average sale price. 25%/4yr beginning on 01-May-2016. 25%/4yr beginning on 29-Apr-2015. 25%/4yr beginning on 30-Apr-2014. 25%/4yr beginning on 01-May-2013. Denise West, Attorney-in-Fact for Philip Cox 2017-02-02