0001562180-17-000389.txt : 20170127 0001562180-17-000389.hdr.sgml : 20170127 20170127190655 ACCESSION NUMBER: 0001562180-17-000389 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170125 FILED AS OF DATE: 20170127 DATE AS OF CHANGE: 20170127 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942856336 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cox Philip C CENTRAL INDEX KEY: 0001575523 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15637 FILM NUMBER: 17555149 MAIL ADDRESS: STREET 1: ORCHARD HOUSE 40 BARRINGTON ROAD STREET 2: FOXTON CAMBRIDGE CITY: LONDON STATE: X0 ZIP: CB22 6SL 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2017-01-25 false 0000719739 SVB FINANCIAL GROUP SIVB 0001575523 Cox Philip C 3005 TASMAN DRIVE SANTA CLARA CA 95054 false true false false Head EMEA India & President,UK Common Stock 2016-12-30 5 A false E 48.00 79.773 A 3665.00 D Common Stock 2017-01-25 4 A false 1644.00 A 5309.00 D Performance Restricted Stock Unit 0.00 2017-01-25 4 M false 1644.00 D 2017-01-30 2021-04-29 Common Stock 1644.00 0.00 D These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). To the extent deemed earned on January 25, 2017, these awards are scheduled to complete their time-based vesting, and cliff vest on January 30, 2017. Each performance-based restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Denise West, Attorney-in-Fact for Philip Cox 2017-01-27