0001562180-16-003521.txt : 20161116 0001562180-16-003521.hdr.sgml : 20161116 20161116120813 ACCESSION NUMBER: 0001562180-16-003521 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161114 FILED AS OF DATE: 20161116 DATE AS OF CHANGE: 20161116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942856336 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wallace Bruce CENTRAL INDEX KEY: 0001518729 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15637 FILM NUMBER: 162001816 MAIL ADDRESS: STREET 1: 3005 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2016-11-14 false 0000719739 SVB FINANCIAL GROUP SIVB 0001518729 Wallace Bruce 3005 TASMAN DRIVE SANTA CLARA CA 95054 false true false false Chief Digital Officer Common Stock 2016-11-14 4 M false 1150.00 71.11 A 12027.00 D Common Stock 2016-11-14 4 M false 1461.00 107.98 A 13488.00 D Common Stock 2016-11-14 4 S false 2611.00 151.859 D 10877.00 D Common Stock 304.00 I By 401(k)/ESOP Stock Option 107.98 2016-11-14 4 M false 1461.00 0.00 D 2021-04-29 Common Stock 1461.00 2920.00 D Stock Option 71.11 2016-11-14 4 M false 1150.00 0.00 D 2020-04-30 Common Stock 1150.00 2350.00 D The 2,611 shares were sold through separate trades, with the sale prices ranging from $151.76 to $152.01 and at a weighted average sale price of $151.859. The information in this report is based on 401(k)/ESOP Plan statement dated as of September 30, 2016. Stock options are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates. Denise West, Attorney-in-Fact for Bruce Wallace 2016-11-16