0001562180-16-003521.txt : 20161116
0001562180-16-003521.hdr.sgml : 20161116
20161116120813
ACCESSION NUMBER: 0001562180-16-003521
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161114
FILED AS OF DATE: 20161116
DATE AS OF CHANGE: 20161116
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SVB FINANCIAL GROUP
CENTRAL INDEX KEY: 0000719739
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 942856336
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3003 TASMAN DR
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
BUSINESS PHONE: 4086547400
MAIL ADDRESS:
STREET 1: 3003 TASMAN DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
FORMER COMPANY:
FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wallace Bruce
CENTRAL INDEX KEY: 0001518729
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-15637
FILM NUMBER: 162001816
MAIL ADDRESS:
STREET 1: 3005 TASMAN DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
4
1
primarydocument.xml
PRIMARY DOCUMENT
X0306
4
2016-11-14
false
0000719739
SVB FINANCIAL GROUP
SIVB
0001518729
Wallace Bruce
3005 TASMAN DRIVE
SANTA CLARA
CA
95054
false
true
false
false
Chief Digital Officer
Common Stock
2016-11-14
4
M
false
1150.00
71.11
A
12027.00
D
Common Stock
2016-11-14
4
M
false
1461.00
107.98
A
13488.00
D
Common Stock
2016-11-14
4
S
false
2611.00
151.859
D
10877.00
D
Common Stock
304.00
I
By 401(k)/ESOP
Stock Option
107.98
2016-11-14
4
M
false
1461.00
0.00
D
2021-04-29
Common Stock
1461.00
2920.00
D
Stock Option
71.11
2016-11-14
4
M
false
1150.00
0.00
D
2020-04-30
Common Stock
1150.00
2350.00
D
The 2,611 shares were sold through separate trades, with the sale prices ranging from $151.76 to $152.01 and at a weighted average sale price of $151.859.
The information in this report is based on 401(k)/ESOP Plan statement dated as of September 30, 2016.
Stock options are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates.
Denise West, Attorney-in-Fact for Bruce Wallace
2016-11-16