0001472940-12-000008.txt : 20120524 0001472940-12-000008.hdr.sgml : 20120524 20120524171928 ACCESSION NUMBER: 0001472940-12-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20120426 FILED AS OF DATE: 20120524 DATE AS OF CHANGE: 20120524 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Clapper David M CENTRAL INDEX KEY: 0001306990 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15637 FILM NUMBER: 12868529 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942856336 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 4 1 primary_doc.xml PRIMARY DOCUMENT X0305 4 2012-04-26 0 0000719739 SVB FINANCIAL GROUP SIVB 0001306990 Clapper David M 3003 TASMAN DRIVE SANTA CLARA CA 95054 1 0 0 0 Common Stock 2012-04-26 4 M 0 1705 0 A 10005 D Restricted Stock Units 0 2012-04-26 4 M 0 1705 0 D 2012-04-26 Common Stock 1705 0 D Restricted Stock Units 0 2012-05-23 4 A 0 1675 0 A 2013-04-25 Common Stock 1675 1675 D This transaction represents the vesting and release of the reporting person's annual director equity grant of 1,705 restricted stock units. This award was granted on 5/19/2011 and vested on 4/26/2012 upon the completion of the reporting person's 2011-2012 director term. This transaction represents the reporting person's annual director equity grant of restricted stock units. This award was granted on 5/23/2012, and is scheduled to vest upon the completion of the reporting person's 2012-2013 director term, currently expected to be on 4/25/2013 (the scheduled date of the Issuer's 2013 Annual Shareholder Meeting). /s/ Kamran Husain, Attorney in Fact 2012-05-24 EX-24 2 clapperpoa.txt MAY 2012 POA Limited Power of Attorney Securities Law Compliance I, as an officer or director of SVB Financial Group and subsidiaries, appoint Karen Hon, Annie Loo and Kamran Husain, and each of them, my true and lawful attorney in fact and agent to complete and execute Forms 144, Forms 3, 4 and 5 and other forms as the attorney determines in his or her discretion are required or advisable pursuant to Rule 144 under the Securities Act of 1933, as amended, Section 16 of the Securities Exchange Act of 1934, as amended, or the Securities and Exchange Commissions rules and regulations, or any successor laws or regulations, as a consequence of my ownership, acquisition or disposition of securities of SVB Financial Group, and to do all acts necessary in order to file such forms with the Securities and Exchange Commission, any securities exchange or national association, and other person or agency as the attorney deems appropriate. I ratify and confirm all that the attorneys in fact and agents do or cause to be done. This Limited Power of Attorney is executed in Santa Clara, CA as of the date below and shall remain effective until July 31, 2013, unless I am no longer required to complete said forms. Signature /s/David M. Clapper David M. Clapper Type or Print Name Dated: April 26, 2012 Witness: /s/ Annie Loo and Mary Dent Signature Annie Loo and Mary Dent Type or Print Name Dated: April 26, 2012