0001245313-12-000060.txt : 20120503 0001245313-12-000060.hdr.sgml : 20120503 20120503200113 ACCESSION NUMBER: 0001245313-12-000060 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120501 FILED AS OF DATE: 20120503 DATE AS OF CHANGE: 20120503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dennehy Brian CENTRAL INDEX KEY: 0001526391 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15637 FILM NUMBER: 12811554 MAIL ADDRESS: STREET 1: 3005 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942856336 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 4 1 primary_doc.xml PRIMARY DOCUMENT X0305 4 2012-05-01 0 0000719739 SVB FINANCIAL GROUP SIVB 0001526391 Dennehy Brian 3005 TASMAN DRIVE SANTA CLARA CA 95054 0 1 0 0 Head of Marketing Stock Option 64.37 2012-05-01 2012-05-01 4 A 0 5300 64.37 A 2013-05-01 2019-05-01 Common Stock 5300 9075 D Performance Based Restricted Stock Unit 0 2012-05-01 2012-05-01 4 A 0 2400 0 A 2014-12-20 2014-12-20 Common Stock 2400 11475 D Restricted Stock Unit 0 2012-05-01 2012-05-01 4 A 0 1000 0 A 2013-05-01 2016-05-01 Common Stock 1000 12475 D Stock Options vest 25% annually over four years from date of grant. Restricted stock units vest 25% annually over four years from date of grant. The reporting person was granted performance-based restricted stock units which are subject to performance and time-based vesting (PRSUs). The extent to which the PRSU awards are earned will be based on the Company's 2012 performance, as determined pursuant to the sole discretion of the Compensation Committee of the Board of Directors. The reported number of shares is the maximum number of shares that may be earned by the reporting person, based on achievement of 150% of target performance. The PRSUs are effective as of 5/1/2012, and the extent deemed earned at the end of the 2012 performance period, will vest on 12/20/2014, subject to continued service. Lisa Bertolet as attorney in fact 2012-05-03