0001245313-12-000048.txt : 20120430 0001245313-12-000048.hdr.sgml : 20120430 20120430205939 ACCESSION NUMBER: 0001245313-12-000048 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120426 FILED AS OF DATE: 20120430 DATE AS OF CHANGE: 20120430 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KELLOGG HARRY W JR CENTRAL INDEX KEY: 0001245211 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15637 FILM NUMBER: 12797587 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942856336 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 4 1 primary_doc.xml PRIMARY DOCUMENT X0305 4 2012-04-26 0 0000719739 SVB FINANCIAL GROUP SIVB 0001245211 KELLOGG HARRY W JR 3005 TASMAN DRIVE SANTA CLARA CA 95054 0 1 0 0 Vice Chairman Common Stock 2012-04-26 2012-04-26 4 M 0 1000 46.31 A 7775 D Common Stock 2012-04-26 2012-04-26 4 S 0 400 64.5 D 7375 D Common Stock 2012-04-26 2012-04-26 4 S 0 100 64.4555 D 7275 D Common Stock 2012-04-26 2012-04-26 4 S 0 100 64.45 D 7175 D Common Stock 2012-04-26 2012-04-26 4 S 0 300 64.431 D 6875 D Common Stock 2012-04-26 2012-04-26 4 S 0 100 64.43 D 6775 D Common Stock 2012-04-27 2012-04-27 4 M 0 500 0 A 7275 D Common Stock 2012-04-27 2012-04-27 4 F 0 184 65.7 D 7091 D Stock Option 46.31 2012-04-26 2012-04-26 4 M 0 1000 46.31 D 2006-04-26 2012-04-26 Common Stock 1000 57394 D Restricted Stock Unit 0 2012-04-27 2012-04-27 4 M 0 500 0 D 2012-04-27 2015-04-27 Common Stock 500 56894 D This option exercise transaction was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on July 27, 2011. The first traunch of a previously reported RSU vested. The award vests 25% annually over four years. 3,750 shares of the award remain outstanding and will vest on April 27, 2013, 2014 and 2015. Lisa Bertolet as attorney in fact 2012-04-30