0001245313-12-000048.txt : 20120430
0001245313-12-000048.hdr.sgml : 20120430
20120430205939
ACCESSION NUMBER: 0001245313-12-000048
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120426
FILED AS OF DATE: 20120430
DATE AS OF CHANGE: 20120430
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KELLOGG HARRY W JR
CENTRAL INDEX KEY: 0001245211
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-15637
FILM NUMBER: 12797587
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SVB FINANCIAL GROUP
CENTRAL INDEX KEY: 0000719739
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 942856336
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3003 TASMAN DR
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
BUSINESS PHONE: 4086547400
MAIL ADDRESS:
STREET 1: 3003 TASMAN DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
FORMER COMPANY:
FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES
DATE OF NAME CHANGE: 19920703
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0305
4
2012-04-26
0
0000719739
SVB FINANCIAL GROUP
SIVB
0001245211
KELLOGG HARRY W JR
3005 TASMAN DRIVE
SANTA CLARA
CA
95054
0
1
0
0
Vice Chairman
Common Stock
2012-04-26
2012-04-26
4
M
0
1000
46.31
A
7775
D
Common Stock
2012-04-26
2012-04-26
4
S
0
400
64.5
D
7375
D
Common Stock
2012-04-26
2012-04-26
4
S
0
100
64.4555
D
7275
D
Common Stock
2012-04-26
2012-04-26
4
S
0
100
64.45
D
7175
D
Common Stock
2012-04-26
2012-04-26
4
S
0
300
64.431
D
6875
D
Common Stock
2012-04-26
2012-04-26
4
S
0
100
64.43
D
6775
D
Common Stock
2012-04-27
2012-04-27
4
M
0
500
0
A
7275
D
Common Stock
2012-04-27
2012-04-27
4
F
0
184
65.7
D
7091
D
Stock Option
46.31
2012-04-26
2012-04-26
4
M
0
1000
46.31
D
2006-04-26
2012-04-26
Common Stock
1000
57394
D
Restricted Stock Unit
0
2012-04-27
2012-04-27
4
M
0
500
0
D
2012-04-27
2015-04-27
Common Stock
500
56894
D
This option exercise transaction was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on July 27, 2011.
The first traunch of a previously reported RSU vested. The award vests 25% annually over four years. 3,750 shares of the award remain outstanding and will vest on April 27, 2013, 2014 and 2015.
Lisa Bertolet as attorney in fact
2012-04-30