0001245313-12-000015.txt : 20120201 0001245313-12-000015.hdr.sgml : 20120201 20120201133639 ACCESSION NUMBER: 0001245313-12-000015 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120131 FILED AS OF DATE: 20120201 DATE AS OF CHANGE: 20120201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KELLOGG HARRY W JR CENTRAL INDEX KEY: 0001245211 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15637 FILM NUMBER: 12561921 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942856336 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 4 1 primary_doc.xml PRIMARY DOCUMENT X0304 4 2012-01-31 0 0000719739 SVB FINANCIAL GROUP SIVB 0001245211 KELLOGG HARRY W JR 3005 TASMAN DRIVE SANTA CLARA CA 95054 0 1 0 0 Vice Chairman Common Stock 2012-01-31 4 M 0 5000 17.07 A 11775 D Common Stock 2012-01-31 4 S 0 5000 58 D 6775 D Stock Option 17.07 2012-01-31 2012-01-31 4 M 0 5000 17.07 D 2003-11-08 2012-11-08 Common Stock 5000 77394 D The exercise and sale of the stock option in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective July 27, 2011. Lisa Bertolet as attorney in fact 2012-02-01