0001245313-11-000088.txt : 20111027
0001245313-11-000088.hdr.sgml : 20111027
20111027193429
ACCESSION NUMBER: 0001245313-11-000088
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111026
FILED AS OF DATE: 20111027
DATE AS OF CHANGE: 20111027
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Parsons Joan
CENTRAL INDEX KEY: 0001518728
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-15637
FILM NUMBER: 111163058
MAIL ADDRESS:
STREET 1: 3005 TASMAN DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SVB FINANCIAL GROUP
CENTRAL INDEX KEY: 0000719739
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 942856336
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3003 TASMAN DR
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
BUSINESS PHONE: 4086547400
MAIL ADDRESS:
STREET 1: 3003 TASMAN DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
FORMER COMPANY:
FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES
DATE OF NAME CHANGE: 19920703
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0304
4
2011-10-26
0
0000719739
SVB FINANCIAL GROUP
SIVB
0001518728
Parsons Joan
3005 TASMAN DRIVE
SANTA CLARA
CA
95054
0
1
0
0
Head of US Banking
Common Stock
2011-10-26
4
M
0
195
0
A
53103
D
Common Stock
2011-10-26
4
F
0
61
45.25
D
53042
D
Common Stock
2011-10-27
4
M
0
250
0
A
53292
D
Common Stock
2011-10-27
4
F
0
79
48.32
D
53213
D
Restricted Stock Unit
0
2011-10-26
4
M
0
195
0
D
2011-10-26
2014-10-26
Common Stock
195
69489
D
Restricted Stock Unit
0
2011-10-27
4
M
0
250
0
D
2011-10-27
2013-10-27
Common Stock
250
69239
D
The second traunch of 250 shares from a previously reported 1,000 share RSU grant vested and were released to the reporting person effective 10/27/2011. The original grant vests annually over four years with 25% vesting on the anniversary of the 10/27/2009 grant date.
The first traunch of 195 shares from a previously reported 777 share RSU grant vested and were released to the reporting person effective 10/26/2011. The original grant vests annually over four years with 25% vesting on the anniversary of the 10/26/2010 grant date.
Reporting person surrendered shares in payment of taxes due upon vesting of RSU shares.
Lisa Bertolet as attorney in fact
2011-10-27