0001245313-11-000088.txt : 20111027 0001245313-11-000088.hdr.sgml : 20111027 20111027193429 ACCESSION NUMBER: 0001245313-11-000088 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111026 FILED AS OF DATE: 20111027 DATE AS OF CHANGE: 20111027 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Parsons Joan CENTRAL INDEX KEY: 0001518728 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15637 FILM NUMBER: 111163058 MAIL ADDRESS: STREET 1: 3005 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942856336 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 4 1 primary_doc.xml PRIMARY DOCUMENT X0304 4 2011-10-26 0 0000719739 SVB FINANCIAL GROUP SIVB 0001518728 Parsons Joan 3005 TASMAN DRIVE SANTA CLARA CA 95054 0 1 0 0 Head of US Banking Common Stock 2011-10-26 4 M 0 195 0 A 53103 D Common Stock 2011-10-26 4 F 0 61 45.25 D 53042 D Common Stock 2011-10-27 4 M 0 250 0 A 53292 D Common Stock 2011-10-27 4 F 0 79 48.32 D 53213 D Restricted Stock Unit 0 2011-10-26 4 M 0 195 0 D 2011-10-26 2014-10-26 Common Stock 195 69489 D Restricted Stock Unit 0 2011-10-27 4 M 0 250 0 D 2011-10-27 2013-10-27 Common Stock 250 69239 D The second traunch of 250 shares from a previously reported 1,000 share RSU grant vested and were released to the reporting person effective 10/27/2011. The original grant vests annually over four years with 25% vesting on the anniversary of the 10/27/2009 grant date. The first traunch of 195 shares from a previously reported 777 share RSU grant vested and were released to the reporting person effective 10/26/2011. The original grant vests annually over four years with 25% vesting on the anniversary of the 10/26/2010 grant date. Reporting person surrendered shares in payment of taxes due upon vesting of RSU shares. Lisa Bertolet as attorney in fact 2011-10-27