0001245313-11-000047.txt : 20110429 0001245313-11-000047.hdr.sgml : 20110429 20110429203934 ACCESSION NUMBER: 0001245313-11-000047 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110427 FILED AS OF DATE: 20110429 DATE AS OF CHANGE: 20110429 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KELLOGG HARRY W JR CENTRAL INDEX KEY: 0001245211 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15637 FILM NUMBER: 11797202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942856336 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2011-04-27 0 0000719739 SVB FINANCIAL GROUP SIVB 0001245211 KELLOGG HARRY W JR 3005 TASMAN DRIVE SANTA CLARA CA 95054 0 1 0 0 Vice Chairman Restricted Stock Units 0 2011-04-27 4 A 0 4500 0 A 2013-12-20 2013-12-20 Common Stock 4500 76619 D Restricted Stock Units 0 2011-04-27 4 A 0 2000 0 A 2012-04-27 2015-04-27 Common Stock 2000 78619 D Stock Options 60.37 2011-04-27 4 A 0 8000 60.37 A 2012-04-27 2018-04-27 Common Stock 8000 86619 D The reporting person was granted performance-based restricted stock units which are subject to performance and time-based vesting (PRSUs). The extent to which the PRSU awards are earned will be based on the Company's 2011 performance, as determined pursuant to the sole discretion of the Compensation Committee of the Board of Directors. The reported number of shares is the maximum number of shares that may be earned by the reporting person, based on achievement of 150% of target performance. The PRSUs are effective as of 4/27/2011, and the extent deemed earned at the end of the 2011 performance period, will vest on 12/20/2013, subject to continued service. Restricted Stock Units vest 25% annually over 4 years from date of grant. Stock Options vest 25% annually over 4 years from date of grant. Lisa Bertolet as attorney in fact 2011-04-29