0001245313-11-000045.txt : 20110429 0001245313-11-000045.hdr.sgml : 20110429 20110429195750 ACCESSION NUMBER: 0001245313-11-000045 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110427 FILED AS OF DATE: 20110429 DATE AS OF CHANGE: 20110429 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Husain Kamran F CENTRAL INDEX KEY: 0001318490 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15637 FILM NUMBER: 11797156 MAIL ADDRESS: STREET 1: 2860 WEST BAYSHORE ROAD CITY: PALO ALTO STATE: CA ZIP: 94303 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942856336 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2011-04-27 0 0000719739 SVB FINANCIAL GROUP SIVB 0001318490 Husain Kamran F 3005 TASMAN DRIVE SANTA CLARA CA 95054 0 1 0 0 Chief Accounting Officer Common Stock 2011-04-27 4 J 0 235 0 A 1138 D Common Stock 2011-04-27 4 J 0 86 60.37 D 1052 D Common Stock 2011-04-28 4 J 0 210 0 A 1262 D Common Stock 2011-04-28 4 J 0 77 60.34 D 1185 D Restricted Stock Units 0 2011-04-27 4 A 0 1100 0 A 2012-04-27 2015-04-27 Common Stock 1100 9896 D Stock Options 60.37 2011-04-27 4 A 0 2190 60.37 A 2012-04-27 2018-04-27 Common Stock 2190 12086 D Restricted Stock Unit 0 2011-04-27 4 J 0 235 0 D 2011-04-27 2014-04-27 Common Stock 235 11851 D Restricted Stock Unit 0 2011-04-28 4 J 0 210 0 D 2011-04-28 2013-04-28 Common Stock 210 11641 D Restricted Stock Units vest 25% annually for four years from date of grant. Stock Options vest 25% annually over 4 years from date of grant. A tranch of a restricted stock unit grant has vested and shares of common stock have been issued. The reporting person surrendered company stock to pay for taxes associated with the vesting of a previously reported restricted stock unit. Lisa Bertolet as attorney in fact 2011-04-29