0001245313-11-000039.txt : 20110428 0001245313-11-000039.hdr.sgml : 20110428 20110428165649 ACCESSION NUMBER: 0001245313-11-000039 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110421 FILED AS OF DATE: 20110428 DATE AS OF CHANGE: 20110428 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Parsons Joan CENTRAL INDEX KEY: 0001518728 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15637 FILM NUMBER: 11789292 MAIL ADDRESS: STREET 1: 3005 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942856336 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 3 1 primary_doc.xml PRIMARY DOCUMENT X0203 3 2011-04-21 0 0000719739 SVB FINANCIAL GROUP SIVB 0001518728 Parsons Joan 3005 TASMAN DRIVE SANTA CLARA CA 95054 0 1 0 0 Head of US Banking Common Stock 45940 D Common Stock 5659 I 401K/ESOP Stock Options 26 2002-11-16 2011-11-16 Common Stock 5000 D Stock Options 31.29 2003-04-17 2012-04-17 Common Stock 5000 D Stock Options 22.5 2003-09-04 2012-09-04 Common Stock 10000 D Stock Options 41.66 2005-11-19 2011-11-19 Common Stock 4500 D Stock Options 43.49 2006-04-01 2012-04-01 Common Stock 3500 D Stock Options 53.29 2007-04-04 2013-04-04 Common Stock 3000 D Stock Options 48.15 2008-04-02 2014-04-02 Common Stock 2750 D Stock Options 48.76 2009-04-29 2015-04-29 Common Stock 2750 D Stock Options 23.16 2010-01-27 2016-01-27 Common Stock 2500 D Stock Options 19.48 2010-04-28 2016-04-28 Common Stock 3500 D Stock Options 42.45 2010-10-27 2016-10-27 Common Stock 2500 D Stock Options 49.18 2011-04-30 2017-04-30 Common Stock 5000 D Stock Options 43.53 2011-10-26 2017-10-26 Common Stock 682 D Restricted Stock Unit 0 2008-11-19 2011-11-19 Common Stock 789 D Restricted Stock Unit 0 2009-04-29 2012-04-29 Common Stock 624 D Restricted Stock Unit 0 2010-01-27 2013-01-27 Common Stock 500 D Restricted Stock Unit 0 2010-04-28 2013-04-28 Common Stock 1312 D Restricted Stock Unit 0 2011-04-30 2014-04-30 Common Stock 2000 D Restricted Stock Unit 0 2011-10-26 2014-10-26 Common Stock 777 D Restricted Stock Unit 0 2010-10-27 2013-10-27 Common Stock 750 D Stock options vest 25% annually over four years from date of grant. Restricted stock units vest 25% annually over four years from the date of grant. Lisa Bertolet as attorney in fact 2011-04-28