0001245313-11-000038.txt : 20110428
0001245313-11-000038.hdr.sgml : 20110428
20110428143316
ACCESSION NUMBER: 0001245313-11-000038
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110421
FILED AS OF DATE: 20110428
DATE AS OF CHANGE: 20110428
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: China John
CENTRAL INDEX KEY: 0001519244
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-15637
FILM NUMBER: 11787484
MAIL ADDRESS:
STREET 1: 3005 TASMAN DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SVB FINANCIAL GROUP
CENTRAL INDEX KEY: 0000719739
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 942856336
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3003 TASMAN DR
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
BUSINESS PHONE: 4086547400
MAIL ADDRESS:
STREET 1: 3003 TASMAN DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
FORMER COMPANY:
FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES
DATE OF NAME CHANGE: 19920703
3
1
primary_doc.xml
PRIMARY DOCUMENT
X0203
3
2011-04-21
0
0000719739
SVB FINANCIAL GROUP
SIVB
0001519244
China John
3005 TASMAN DRIVE
SANTA CLARA
CA
95054
0
1
0
0
Head of Rel Mgmt
Common Stock
885
D
Common Stock
4744
I
401k/ESOP
Stock Option
26
2002-11-16
2011-11-16
Common Stock
1500
D
Stock Option
31.29
2003-04-17
2012-04-17
Common Stock
2500
D
Stock Option
17.07
2003-11-08
2012-11-08
Common Stock
1500
D
Stock Options
41.66
2005-11-19
2011-11-19
Common Stock
1500
D
Stock Options
43.49
2006-04-01
2012-04-01
Common Stock
825
D
Stock Options
51.61
2007-03-01
2013-03-01
Common Stock
1750
D
Stock Options
48.15
2008-04-02
2014-02-04
Common Stock
2000
D
Stock Options
48.76
2009-04-29
2015-04-29
Common Stock
1890
D
Stock Options
45.11
2009-07-07
2015-07-07
Common Stock
174
D
Stock Options
19.48
2010-04-28
2016-04-28
Common Stock
3704
D
Stock Options
49.18
2011-04-30
2017-04-30
Common Stock
2500
D
Stock Options
54.88
2012-01-03
2018-01-03
Common Stock
2520
D
Restricted Stock Unit
0
2008-11-19
2011-11-19
Common stock
465
D
Restricted Stock Unit
0
2009-04-29
2012-04-29
Common stock
374
D
Restricted Stock Unit
0
2009-07-07
2012-07-07
Common Stock
34
D
Restricted Stock Unit
0
2011-04-30
2014-04-30
Common stock
1000
D
Restricted Stock Unit
0
2012-01-03
2015-01-03
Common Stock
1250
D
Stock options vest 25% annually over four years from date of grant.
Restricted stock units vest 25% annually over 4 years from the date of grant.
Lisa Bertolet as attorney in fact
2011-04-28