0001245313-11-000038.txt : 20110428 0001245313-11-000038.hdr.sgml : 20110428 20110428143316 ACCESSION NUMBER: 0001245313-11-000038 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110421 FILED AS OF DATE: 20110428 DATE AS OF CHANGE: 20110428 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: China John CENTRAL INDEX KEY: 0001519244 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15637 FILM NUMBER: 11787484 MAIL ADDRESS: STREET 1: 3005 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942856336 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 3 1 primary_doc.xml PRIMARY DOCUMENT X0203 3 2011-04-21 0 0000719739 SVB FINANCIAL GROUP SIVB 0001519244 China John 3005 TASMAN DRIVE SANTA CLARA CA 95054 0 1 0 0 Head of Rel Mgmt Common Stock 885 D Common Stock 4744 I 401k/ESOP Stock Option 26 2002-11-16 2011-11-16 Common Stock 1500 D Stock Option 31.29 2003-04-17 2012-04-17 Common Stock 2500 D Stock Option 17.07 2003-11-08 2012-11-08 Common Stock 1500 D Stock Options 41.66 2005-11-19 2011-11-19 Common Stock 1500 D Stock Options 43.49 2006-04-01 2012-04-01 Common Stock 825 D Stock Options 51.61 2007-03-01 2013-03-01 Common Stock 1750 D Stock Options 48.15 2008-04-02 2014-02-04 Common Stock 2000 D Stock Options 48.76 2009-04-29 2015-04-29 Common Stock 1890 D Stock Options 45.11 2009-07-07 2015-07-07 Common Stock 174 D Stock Options 19.48 2010-04-28 2016-04-28 Common Stock 3704 D Stock Options 49.18 2011-04-30 2017-04-30 Common Stock 2500 D Stock Options 54.88 2012-01-03 2018-01-03 Common Stock 2520 D Restricted Stock Unit 0 2008-11-19 2011-11-19 Common stock 465 D Restricted Stock Unit 0 2009-04-29 2012-04-29 Common stock 374 D Restricted Stock Unit 0 2009-07-07 2012-07-07 Common Stock 34 D Restricted Stock Unit 0 2011-04-30 2014-04-30 Common stock 1000 D Restricted Stock Unit 0 2012-01-03 2015-01-03 Common Stock 1250 D Stock options vest 25% annually over four years from date of grant. Restricted stock units vest 25% annually over 4 years from the date of grant. Lisa Bertolet as attorney in fact 2011-04-28