-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IrzWLCeCPn/WUE/gE2y1wmwWSIhrxTPDgqUQ5admUKYpxVdsqlgFUM3cIVYluzUw rwyfcIvd/EsXKmYHy5DMXA== 0001245313-11-000018.txt : 20110208 0001245313-11-000018.hdr.sgml : 20110208 20110208194033 ACCESSION NUMBER: 0001245313-11-000018 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110125 FILED AS OF DATE: 20110208 DATE AS OF CHANGE: 20110208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WILCOX KENNETH P CENTRAL INDEX KEY: 0001245205 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-15637 FILM NUMBER: 11584087 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942856336 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 4/A 1 primary_doc.xml PRIMARY DOCUMENT X0303 4/A 2011-01-25 2011-01-26 0 0000719739 SVB FINANCIAL GROUP SIVB 0001245205 WILCOX KENNETH P 3005 TASMAN DRIVE SANTA CLARA CA 95054 0 1 0 0 CEO Common Stock 2011-01-25 4 M 0 30000 36.56 A 62792 D Common Stock 2011-01-25 4 S 0 24000 52.276 D 38792 D Stock Options 36.56 2011-01-25 4 M 0 30000 36.56 D 2005-04-23 2011-04-23 Common Stock 30000 216425 D The 1/25/11 stock option exercise/same-day sale transaction was previously reported incorrectly. The correct transaction that should be reported is :(i)the exercise of 30,000 stock options and (ii) the sale of 24,000 underlying shares. A total of 6,000 underlying shares were retained by the reporting person. These options were expriring on April 23, 2011 and were exercised outside of the reporting person's current Rule 10b5-1 trading plan. Lisa Bertolet as attorney in fact 2011-02-08 -----END PRIVACY-ENHANCED MESSAGE-----