-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, V84rvJakIwyFfpH2H+sfdJu5EzqHh1ps76zkurwrlSK/w5JegZap++f9nDSCrafc fe+TSazxsWwBcDZ0UE99yw== 0001245313-11-000007.txt : 20110128 0001245313-11-000007.hdr.sgml : 20110128 20110128180845 ACCESSION NUMBER: 0001245313-11-000007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110126 FILED AS OF DATE: 20110128 DATE AS OF CHANGE: 20110128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jones David A CENTRAL INDEX KEY: 0001441076 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15637 FILM NUMBER: 11557112 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942856336 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2011-01-26 0 0000719739 SVB FINANCIAL GROUP SIVB 0001441076 Jones David A 3003 TASMAN DRIVE SANTA CLARA CA 95054 0 1 0 0 ChiefCreditOfficer Common Stock 2011-01-26 4 M 0 7500 26 A 96996 D Common Stock 2011-01-26 4 S 0 5259 52.69 D 91737 D Common Stock 2011-01-26 4 M 0 4500 41.66 A 96237 D Common Stock 2011-01-26 4 S 0 3937 52.69 D 92300 D Common Stock 2011-01-26 4 M 0 15000 26.06 A 107300 D Common Stock 2011-01-26 4 S 0 9756 52.69 D 97544 D Common Stock 2011-01-26 4 M 0 7000 35.54 A 104544 D Comon Stock 2011-01-26 4 S 0 5524 52.69 D 99020 D Stock Option 26 2011-01-26 4 M 0 7500 26 D 2002-11-16 2011-11-16 Common Stock 7500 80341 D Stock Options 41.66 2011-01-26 4 M 0 4500 41.66 D 2005-11-19 2011-11-19 Common Stock 4500 75841 D Stock Options 26.063 2011-01-26 4 M 0 15000 35.54 D 2002-03-14 2011-03-14 Common Stock 15000 60841 D Stock Options 35.54 2011-01-26 4 M 0 7000 35.54 D 2004-04-23 2011-04-23 Common Stock 7000 53841 D Lisa Bertolet as attorney in fact 2011-01-28 -----END PRIVACY-ENHANCED MESSAGE-----