-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JCA0OfGyOb2V8jcXCexGTx//SMd6DL97DsdTU3zcIJhbwPpe2VDckixBfJO8bD0j SANwvAfCxP+AudxNrqsBgA== 0001245313-10-000091.txt : 20101105 0001245313-10-000091.hdr.sgml : 20101105 20101105173443 ACCESSION NUMBER: 0001245313-10-000091 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101104 FILED AS OF DATE: 20101105 DATE AS OF CHANGE: 20101105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KELLOGG HARRY W JR CENTRAL INDEX KEY: 0001245211 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15637 FILM NUMBER: 101169922 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942856336 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2010-11-04 0 0000719739 SVB FINANCIAL GROUP SIVB 0001245211 KELLOGG HARRY W JR 3005 TASMAN DRIVE SANTA CLARA CA 95054 0 1 0 0 President of MerchantBank Common Stock 2010-11-04 4 M 0 1000 36.56 A 19216 D Common Stock 2010-11-04 4 S 0 1000 45 D 18216 D Common Stock 2010-11-05 4 M 0 1328 36.56 A 19544 D Common Stock 2010-11-05 4 M 0 1672 26 A 21216 D Common Stock 2010-11-05 4 S 0 3000 47 D 18216 D Stock Option 36.56 2010-11-04 4 M 0 1000 36.56 D 2005-07-27 2011-04-23 Common stock 1000 1328 D Stock Option 36.56 2010-11-05 4 M 0 1328 36.56 D 2005-07-27 2011-04-23 Common Stock 1328 0 D Stock Option 26 2010-11-05 4 M 0 1672 26 A 2002-11-16 2011-11-16 Common Stock 1672 13328 D The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person as of August 2, 2010. Lisa Bertolet as attorney in fact 2010-11-05 -----END PRIVACY-ENHANCED MESSAGE-----