-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WPl6Y2+JKOfN3OcD/WAdhGevn3zw/WlqIwztiZC9w8dojvY5VDcEVAbmZNPAAL4L e+0O6lVN0b6kLabx0Bw04g== 0001245313-10-000087.txt : 20101007 0001245313-10-000087.hdr.sgml : 20101007 20101007184840 ACCESSION NUMBER: 0001245313-10-000087 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101005 FILED AS OF DATE: 20101007 DATE AS OF CHANGE: 20101007 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KELLOGG HARRY W JR CENTRAL INDEX KEY: 0001245211 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15637 FILM NUMBER: 101114778 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942856336 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2010-10-05 0 0000719739 SVB FINANCIAL GROUP SIVB 0001245211 KELLOGG HARRY W JR 0 1 0 0 Pres of Merchant Bank Common Stock 2010-10-05 4 M 0 2000 26.4 A 20216 D Common Stock 2010-10-05 4 S 0 2000 43 D 18216 D Stock Option 26.4 2010-10-05 2010-10-05 4 M 0 2000 26.4 D 2002-04-19 2011-04-19 Common Stock 2000 2593 D The transaction reported in this Form 4 was effected pursuant to a Rule 10b501 trading plan entered into by the reporting person as of August 2, 1010. Lisa Bertolet as attorney in fact 2010-10-07 -----END PRIVACY-ENHANCED MESSAGE-----