-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, USD62l+O+2XIN84qAxAxxdylItnPJbsXGr6O8Od2GDny0Eq6lPjTrJX/LyxnNXuV QFxDYTz1s2VG8E6oQVvwww== 0001245313-10-000076.txt : 20100728 0001245313-10-000076.hdr.sgml : 20100728 20100728200015 ACCESSION NUMBER: 0001245313-10-000076 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100727 FILED AS OF DATE: 20100728 DATE AS OF CHANGE: 20100728 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Edmonds-Waters Christopher CENTRAL INDEX KEY: 0001421898 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15637 FILM NUMBER: 10975621 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942856336 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 4 1 edgardoc.xml PRIMARY DOCUMENT X0303 4 2010-07-27 0 0000719739 SVB FINANCIAL GROUP SIVB 0001421898 Edmonds-Waters Christopher 3003 TASMAN DRIVE SANTA CLARA CA 95054 0 1 0 0 Head of Human Resources Non-Qualified Stock Option (right to buy) 45.19 2010-07-27 4 A 0 4545 45.19 A 2011-07-27 2017-07-27 Common Stock 4545 4545 D Performance Shares 0 2010-07-27 4 A 0 2222 0 A 2012-12-31 2013-01-01 Common Stock 2222 2222 D The reporting person was granted restricted stock units (RSUs) which are subject to performance-based vesting. The grants are earned based on the Compensation Committee's assessment of the Company's performance, at its sole discretion. In addition, to the extent earned, the grants are subject to time-based vesting, to cliff vest on 12/31/2012. By: Lisa Bertolet as attorney in fact For: Christopher Edmonds-Waters 2010-07-28 -----END PRIVACY-ENHANCED MESSAGE-----