-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Jh2VTGxxZ4zR+95uxcRVOXn4siWdhX6euaPwkSlIcC0OQ1G44bpWPYxTgvCEgcW9 t1s6K6VIJvS7ykgGNI9UqQ== 0001245313-07-000009.txt : 20070126 0001245313-07-000009.hdr.sgml : 20070126 20070126201422 ACCESSION NUMBER: 0001245313-07-000009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070124 FILED AS OF DATE: 20070126 DATE AS OF CHANGE: 20070126 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942856336 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BECKER GREGORY W CENTRAL INDEX KEY: 0001259867 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15637 FILM NUMBER: 07558190 BUSINESS ADDRESS: STREET 1: C/O SILICON VALLEY BANCSHARES STREET 2: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547282 4 1 edgardoc.xml PRIMARY DOCUMENT X0202 4 2007-01-24 0 0000719739 SVB FINANCIAL GROUP SIVB 0001259867 BECKER GREGORY W 3003 TASMAN DRIVE SANTA CLARA CA 95054 0 1 0 0 Chief Opperating Officer,CB Restricted Stock Unit 0 2007-01-24 4 J 0 4250 0 D 2007-12-01 2007-12-31 Common Stock 4250 2125 D The reporting person previously reported a grant of restricted stock units (RSUs) which were subject to performance-based vesting. The RSUs were effective as of 5/2/06, and will fully vest on 12/1/07. Based on the level of return on average equity (ROE) achieved by the Company at December 31, 2006 the Compensation Committee of the Board confirmed the final award will total 2,125. The reporting person was granted restricted stock units (RSUs) which are subject to performance-based vesting. The RSUs are effective as of 5/2/06, and will vest on 12/1/07, based on the level of return on average equity (ROE) achieved by the Company at December 31, 2006 as follows: (i) if less than 90% of target, none will vest; (ii) if 90% but less than 100% of target 2,125 will vest; (iii) if 100% but less than 110% of target 4,250 will vest; and (iv) if 110% or greater of target 6,375 will vest. Vesting is subject to adjustment by the Compensation Committee as approved to take into account extraordinary items that may impact the calculation of ROE. By: Lisa Bertolet as attorney in fact For: Gregory W. Becker 2007-01-26 -----END PRIVACY-ENHANCED MESSAGE-----