-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OHCe17isA7lwMMQB7TEPWk9pJwEgjFlqD1iEpC7qXYt0EdkwVbEufOOxcjGy+GLa 7rITaSAgKEKllLp6E4bwwg== 0001245313-06-000134.txt : 20061204 0001245313-06-000134.hdr.sgml : 20061204 20061204193154 ACCESSION NUMBER: 0001245313-06-000134 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061201 FILED AS OF DATE: 20061204 DATE AS OF CHANGE: 20061204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942856336 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VERISSIMO MARC J CENTRAL INDEX KEY: 0001245213 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15637 FILM NUMBER: 061255706 BUSINESS ADDRESS: STREET 1: C/O SILICON VALLEY BANCSHARES STREET 2: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086545582 4 1 edgardoc.xml PRIMARY DOCUMENT X0202 4 2006-12-01 0 0000719739 SVB FINANCIAL GROUP SIVB 0001245213 VERISSIMO MARC J 3003 TASMAN DRIVE SANTA CLARA CA 95054 0 1 0 0 Chief Strategy Officer Common Stock 2006-12-01 4 J 0 7500 47.09 A 14081 D Common Stock 2006-12-01 4 J 0 3431 47.09 D 10650 D Common Stock 2006-12-04 4 M 0 8000 23.688 A 18650 D Common Stock 2006-12-04 4 M 0 129 17.07 A 18779 D Common Stock 2006-12-04 4 S 0 319 47.81 D 18460 D Common Stock 2006-12-04 4 S 0 2100 47.57 D 16360 D Common Stock 2006-12-04 4 S 0 41 47.58 D 16319 D Common Stock 2006-12-04 4 S 0 1309 47.59 D 15010 D Common Stock 2006-12-04 4 S 0 300 47.59 D 14710 D Common Stock 11544 I By self in 401k/ESOP Incentive Stock Option (right to buy) 17.07 2006-12-04 4 M 0 129 47.77 D 2003-11-08 2012-11-08 Common Stock 129 0 D Incentive Stock Option (right to buy) 23.688 2006-12-04 4 M 0 8000 47.77 D 2001-04-20 2010-04-20 Common Stock 8000 888 D Restricted Stock Unit 0 2006-12-01 4 J 0 6328 47.09 D 2006-12-01 2007-12-01 Common Stock 6328 0 D Restricted Stock Unit 0 2006-12-01 4 J 0 1172 47.09 D 2006-12-01 2008-11-03 Common Stock 1172 2343 D The reporting person was granted restricted stock units (RSUs), as previously reported, which have now fully vested and been released. The reporting person surrendered company stock to pay for taxes associated with the vesting of a previously reported restricted stock unit. By: Lisa Bertolet as attorney in fact For: Marc J. Verissimo 2006-12-04 -----END PRIVACY-ENHANCED MESSAGE-----