-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VoKec9Y47XniwAi0N7dyBpPetV8JwUVSj1hCze3hM5VH9yUBTkJ204FvEeu+3NSg BoGL2m2eYJM685ozKuixjw== 0001245313-06-000131.txt : 20061204 0001245313-06-000131.hdr.sgml : 20061204 20061204193058 ACCESSION NUMBER: 0001245313-06-000131 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061201 FILED AS OF DATE: 20061204 DATE AS OF CHANGE: 20061204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942856336 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JENKINS STARK JOHN F CENTRAL INDEX KEY: 0001275381 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15637 FILM NUMBER: 061255702 BUSINESS ADDRESS: BUSINESS PHONE: 5098913272 MAIL ADDRESS: STREET 1: 2818 N SULLIVAN ROAD CITY: SPOKANE STATE: WA ZIP: 99216 4 1 edgardoc.xml PRIMARY DOCUMENT X0202 4 2006-12-01 0 0000719739 SVB FINANCIAL GROUP SIVB 0001275381 JENKINS STARK JOHN F 3003 TASMAN DRIVE SANTA CLARA CA 95054 0 1 0 0 CFO Common Stock 2006-12-01 4 M 0 19374 35.54 A 22352 D Common Stock 2006-12-01 4 S 0 19374 46.657 D 2978 D Common Stock 2006-12-01 4 M 0 5626 35.54 A 8604 D Common Stock 2006-12-01 4 S 0 5626 46.657 D 2978 D Common Stock 2006-12-01 4 J 0 7500 47.09 A 10478 D Common Stock 2006-12-01 4 J 0 3431 47.09 D 7047 D Common Stock 2006-12-01 4 S 0 2000 46.657 D 5047 D Common Stock 293 I By self in 401k/ESOP Common Stock 3806 I By self restricted Incentive Stock Option (right to buy) 35.54 2006-12-01 4 M 0 5626 46.657 D 2005-04-23 2011-04-23 Common Stock 5626 5626 D Non-Qualified Stock Option (right to buy) 35.54 2006-12-01 4 M 0 19374 46.657 D 2005-04-23 2011-04-23 Common Stock 19374 19374 D Restricted Stock Unit 0 2006-12-01 4 J 0 7500 47.09 D 2006-12-01 2007-12-01 Common Stock 7500 0 D The sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person as of November 15, 2006. The reporting person was granted restricted stock units (RSUs), as previously reported, which have now fully vested and been released. The reporting person surrendered company stock to pay for taxes associated with the vesting of a previously reported restricted stock unit. Stock options were granted to the reporting person. Vesting will occur annually from the date of grant over 4 years with 25% vesting each year. By: Lisa Bertolet as attorney in fact For: John F. Jenkins-Stark 2006-12-04 -----END PRIVACY-ENHANCED MESSAGE-----