-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ISU5lArTb5d4mUYHkhbzlg3xfJtSRT8RhUXC7sbDrSoA5mXiN3cXbfbZaF99kIdq Lf5em9YHGqqYX7CX/aMkVA== 0001245313-05-000081.txt : 20050428 0001245313-05-000081.hdr.sgml : 20050428 20050428194020 ACCESSION NUMBER: 0001245313-05-000081 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050426 FILED AS OF DATE: 20050428 DATE AS OF CHANGE: 20050428 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ward Pierce Lynda CENTRAL INDEX KEY: 0001306575 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15637 FILM NUMBER: 05782268 BUSINESS ADDRESS: BUSINESS PHONE: 408-654-7282 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SILICON VALLEY BANCSHARES CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 911962278 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR STREET 2: M/S NC820 CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE, M/S NC820 CITY: SANTA CLARA STATE: CA ZIP: 95054 4 1 edgardoc.xml PRIMARY DOCUMENT X0202 4 2005-04-26 0 0000719739 SILICON VALLEY BANCSHARES SIVB 0001306575 Ward Pierce Lynda 3003 TASMAN DRIVE SANTA CLARA CA 95054 0 1 0 1 Head of HR Head of HR Incentive Stock Option (right to buy) 46.31 2005-04-26 4 A 0 2159 0 A 2006-04-26 2012-04-26 Common Stock 2159 2159 D Non-Qualified Stock Option (right to buy) 46.31 2005-04-26 4 A 0 7841 0 A 2006-04-26 2012-04-26 Common Stock 7841 7841 D Restricted Stock Unit 0 2005-04-26 4 A 0 5250 0 A 2006-12-01 2007-12-01 Common Stock 5250 5250 D Stock options were granted to the reporting person. Vesting will occur annually from the date of grant over 4 years with 25% vesting each year. The reporting person was granted restricted stock units (RSUs) which are subject to performance-based vesting. The RSUs are effective as of 4/26/05, and will vest on 12/1/06, based on the level of return on average equity (ROE) achieved by the Company at December 31, 2005 as follows: (i) if less than 90% of target, nonewill vest; (ii) if 90% but less than 100% of target 1,750 will vest; (iii) if 100% but less than 110% of target 3,500 will vest; and (iv) if 110% or greater of target 5,250 will vest. Vesting is subject to adjustment by the Compensation Committee as approved to take into account extraordinary items that may impact the calculation of ROE. By: Lisa Bertolet as attorney in fact For: Lynda Ward Pierce 2005-04-28 -----END PRIVACY-ENHANCED MESSAGE-----