-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WUSBP1KL1MJj1+CriH6YVKN2SS61nXATsOXLrcvnNLn/rlEaK2YQXcRRNjxPNJ+c dR7R+EJgHoWO8Mi0mMGwXQ== 0001245313-04-000006.txt : 20040212 0001245313-04-000006.hdr.sgml : 20040212 20040212153147 ACCESSION NUMBER: 0001245313-04-000006 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20040209 FILED AS OF DATE: 20040212 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SILICON VALLEY BANCSHARES CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 911962278 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR STREET 2: M/S NC820 CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE, M/S NC820 CITY: SANTA CLARA STATE: CA ZIP: 95054 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARDIN TIMOTHY M CENTRAL INDEX KEY: 0001273453 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15637 FILM NUMBER: 04591288 BUSINESS ADDRESS: STREET 1: C/O SILICON VALLEY BANCSHARES STREET 2: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547282 MAIL ADDRESS: STREET 1: C/O SILICON VALLEY BANCSHARES STREET 2: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 3 1 edgardoc.xml PRIMARY DOCUMENT X0201 3 2004-02-09 0 0000719739 SILICON VALLEY BANCSHARES SIVB 0001273453 HARDIN TIMOTHY M 3003 TASMAN DRIVE SANTA CLARA CA 95054 0 1 0 1 COO - Merchant Banking COO - Merchant Banking Common Stock 3000 D Common Stock 4453 I By self in 401k/ESOP Common Stock 614 I By self restricted Incentive Stock Option (right to buy) 8.938 2000-01-21 2009-01-21 Common Stock 7884 D Incentive Stock Option (right to buy) 15.031 2000-01-21 2008-08-04 Common Stock 20000 D Incentive Stock Option (right to buy) 17 2004-04-17 2010-04-17 Common Stock 1500 D Incentive Stock Option (right to buy) 22.5 2006-09-04 2012-09-04 Common Stock 1875 D Incentive Stock Option (right to buy) 23.688 2001-04-20 2010-04-20 Common Stock 1874 D Incentive Stock Option (right to buy) 24.53 2007-07-09 2008-07-09 Common Stock 3307 D Incentive Stock Option (right to buy) 25.17 2006-05-08 2008-05-08 Common Stock 1492 D Incentive Stock Option (right to buy) 26 2005-11-16 2011-11-16 Common Stock 87 D Incentive Stock Option (right to buy) 26.063 2005-03-14 2011-03-14 Common Stock 3751 D Incentive Stock Option (right to buy) 31.188 2004-10-18 2010-10-18 Common Stock 125 D Incentive Stock Option (right to buy) 31.29 2006-04-17 2012-04-17 Common Stock 1250 D Incentive Stock Option (right to buy) 33.625 2004-12-13 2010-12-13 Common Stock 597 D Incentive Stock Option (right to buy) 48.875 2004-09-20 2010-09-20 Common Stock 125 D Non-Qualified Stock Option (right to buy) 8.938 2003-01-21 2009-01-21 Common Stock 972 D Non-Qualified Stock Option (right to buy) 17 2001-04-17 2010-04-17 Common Stock 1500 D Non-Qualified Stock Option (right to buy) 22.5 2003-09-04 2012-09-04 Common Stock 5625 D Non-Qualified Stock Option (right to buy) 23.688 2001-04-20 2010-04-20 Common Stock 5626 D Non-Qualified Stock Option (right to buy) 24.53 2004-07-09 2008-07-09 Common Stock 16693 D Non-Qualified Stock Option (right to buy) 25.17 2004-05-08 2008-05-08 Common Stock 1508 D Non-Qualified Stock Option (right to buy) 26 2003-11-16 2011-11-16 Common Stock 4913 D Non-Qualified Stock Option (right to buy) 26.063 2002-03-14 2011-03-14 Common Stock 11249 D Non-Qualified Stock Option (right to buy) 31.188 2001-10-18 2010-10-18 Common Stock 375 D Non-Qualified Stock Option (right to buy) 31.29 2003-04-17 2012-04-17 Common Stock 3750 D Non-Qualified Stock Option (right to buy) 33.625 2001-12-13 2010-12-13 Common Stock 3403 D Non-Qualified Stock Option (right to buy) 35.26 2004-11-03 2008-11-03 Common Stock 5050 D Non-Qualified Stock Option (right to buy) 48.875 2001-09-20 2010-09-20 Common Stock 375 D By: Lisa Bertolet as attorney in fact For: Timothy M. Hardin 2004-02-12 EX-24 3 hardin_poa.txt EDGAR SUPPORTING DOCUMENT Limited Power of Attorney - Securities Law Compliance I, as an officer or director of Silicon Valley Bancshares and subsidiaries ("SVB"), appoint Derek Witte, Grace Leung and Lisa Bertolet, and each of them, my true and lawful attorney- in-fact and agent to complete and execute Forms 144, Forms 3, 4 and 5 and other forms as the attorney determines in his or her discretion to be required or advisable pursuant to Rule 144 under the Securities Act of 1933 (as amended), Section 16 of the Securities Exchange Act of 1934 (as amended) and its rules and regulations, or any successor laws and regulations, as a consequence of my ownership, acquisition or disposition of securities of SVB, and to do all acts necessary in order to file my forms with the Securities and Exchange Commission, any securities exchange or national association, SVB and other person or agency as the attorney deems appropriate. I ratify and confirm all that the attorneys-in-fact and agents do or cause to be done. This Limited Power of Attorney is executed in Santa Clara, CA as of the date below and shall remain effective until July 31, 2004, unless I am no longer required to complete said forms. Signature: /s/ Timothy M. Hardin --------------------------- Timothy M. Hardin - --------------------------- Type or Print Name Dated: 12/12/2003 Witness: /s/ Lisa Bertolet - --------------------------- Signature Lisa Bertolet - --------------------------- Type or Print Name Dated: 12/12/03 -----END PRIVACY-ENHANCED MESSAGE-----