0001209191-16-134350.txt : 20160728 0001209191-16-134350.hdr.sgml : 20160728 20160728194227 ACCESSION NUMBER: 0001209191-16-134350 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160726 FILED AS OF DATE: 20160728 DATE AS OF CHANGE: 20160728 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942856336 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Descheneaux Michael CENTRAL INDEX KEY: 0001398582 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15637 FILM NUMBER: 161791595 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-07-26 0 0000719739 SVB FINANCIAL GROUP SIVB 0001398582 Descheneaux Michael 3005 TASMAN DRIVE SANTA CLARA CA 95054 0 1 0 0 Chief Financial Officer Common Stock 2016-06-30 5 A 0 E 214 80.886 A 15079 D Common Stock 2016-07-26 4 M 0 2000 60.37 A 17079 D Common Stock 2016-07-26 4 M 0 2500 45.19 A 19579 D Common Stock 2016-07-26 4 M 0 2000 64.37 A 21579 D Common Stock 2016-07-26 4 S 0 5 103.01 D 21574 D Common Stock 2016-07-26 4 S 0 100 103.07 D 21474 D Common Stock 2016-07-26 4 S 0 100 103.14 D 21374 D Common Stock 2016-07-26 4 S 0 3 103.24 D 21371 D Common Stock 2016-07-26 4 S 0 400 103.25 D 20971 D Common Stock 2016-07-26 4 S 0 400 103.265 D 20571 D Common Stock 2016-07-26 4 S 0 400 103.27 D 20171 D Common Stock 2016-07-26 4 S 0 100 103.05 D 20071 D Common Stock 2016-07-26 4 S 0 100 103.10 D 19971 D Common Stock 2016-07-26 4 S 0 100 103.29 D 19871 D Common Stock 2016-07-26 4 S 0 4695 103.20 D 15176 D Common Stock 2016-07-26 4 S 0 1774 103.21 D 13402 D Common Stock 2016-07-26 4 S 0 201 103.22 D 13201 D Common Stock 305 I By 401(k)/ESOP Stock Option 45.19 2016-07-26 4 M 0 2500 0.00 D 2011-07-27 2017-07-27 Common Stock 2500 0 D Stock Option 60.37 2016-07-26 4 M 0 2000 0.00 D 2012-04-27 2018-04-27 Common Stock 2000 6000 D Stock Option 64.37 2016-07-26 4 M 0 2000 0.00 D 2013-05-01 2019-05-01 Common Stock 2000 11400 D These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). The information in this report is based on 401(k)/ESOP Plan statement dated as of June 30, 2016. Denise West, Attorney-in-Fact for Michael Descheneaux 2016-07-28