0001209191-16-117629.txt : 20160504
0001209191-16-117629.hdr.sgml : 20160504
20160504205314
ACCESSION NUMBER: 0001209191-16-117629
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160430
FILED AS OF DATE: 20160504
DATE AS OF CHANGE: 20160504
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SVB FINANCIAL GROUP
CENTRAL INDEX KEY: 0000719739
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 942856336
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3003 TASMAN DR
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
BUSINESS PHONE: 4086547400
MAIL ADDRESS:
STREET 1: 3003 TASMAN DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
FORMER COMPANY:
FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Husain Kamran F
CENTRAL INDEX KEY: 0001318490
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-15637
FILM NUMBER: 161621271
MAIL ADDRESS:
STREET 1: 3005 TASMAN DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-04-30
0
0000719739
SVB FINANCIAL GROUP
SIVB
0001318490
Husain Kamran F
3005 TASMAN DRIVE
SANTA CLARA
CA
95054
0
1
0
0
Chief Accounting Officer
Common Stock
2016-04-30
4
M
0
225
A
679
D
Common Stock
2016-05-01
4
M
0
280
A
959
D
Common Stock
2016-05-01
4
M
0
330
A
1289
D
Common Stock
2016-05-02
4
F
0
316
105.18
D
973
D
Common Stock
304
I
By 401(k)/ESOP
Restricted Stock Unit
0.00
2016-05-01
4
M
0
280
D
2013-05-01
2019-05-01
Common Stock
280
0
D
Restricted Stock Unit
0.00
2016-04-30
4
M
0
225
D
2014-04-30
2020-04-30
Common Stock
225
225
D
Restricted Stock Unit
0.00
2016-05-01
4
M
0
330
D
2016-05-01
2022-05-01
Common Stock
330
988
D
Restricted Stock Unit
0.00
2016-05-02
4
A
0
1768
A
2017-05-02
2023-05-02
Common Stock
1768
1768
D
Stock Option
105.18
2016-05-02
4
A
0
2012
105.18
A
2017-05-02
2023-05-02
Common Stock
2012
2012
D
Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock.
Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units.
Restricted stock units are subject to annual vesting in equal installments on May 2, 2017, May 2, 2018, May 2, 2019, and May 2, 2020.
The grant of stock options is subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates. The exercise price of the stock options is determined based on the closing price of SVB's common stock on the date of grant.
Denise West, Attorney-in-Fact for Kamran Husain
2016-05-04