0001209191-16-117629.txt : 20160504 0001209191-16-117629.hdr.sgml : 20160504 20160504205314 ACCESSION NUMBER: 0001209191-16-117629 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160430 FILED AS OF DATE: 20160504 DATE AS OF CHANGE: 20160504 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942856336 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Husain Kamran F CENTRAL INDEX KEY: 0001318490 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15637 FILM NUMBER: 161621271 MAIL ADDRESS: STREET 1: 3005 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-04-30 0 0000719739 SVB FINANCIAL GROUP SIVB 0001318490 Husain Kamran F 3005 TASMAN DRIVE SANTA CLARA CA 95054 0 1 0 0 Chief Accounting Officer Common Stock 2016-04-30 4 M 0 225 A 679 D Common Stock 2016-05-01 4 M 0 280 A 959 D Common Stock 2016-05-01 4 M 0 330 A 1289 D Common Stock 2016-05-02 4 F 0 316 105.18 D 973 D Common Stock 304 I By 401(k)/ESOP Restricted Stock Unit 0.00 2016-05-01 4 M 0 280 D 2013-05-01 2019-05-01 Common Stock 280 0 D Restricted Stock Unit 0.00 2016-04-30 4 M 0 225 D 2014-04-30 2020-04-30 Common Stock 225 225 D Restricted Stock Unit 0.00 2016-05-01 4 M 0 330 D 2016-05-01 2022-05-01 Common Stock 330 988 D Restricted Stock Unit 0.00 2016-05-02 4 A 0 1768 A 2017-05-02 2023-05-02 Common Stock 1768 1768 D Stock Option 105.18 2016-05-02 4 A 0 2012 105.18 A 2017-05-02 2023-05-02 Common Stock 2012 2012 D Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units. Restricted stock units are subject to annual vesting in equal installments on May 2, 2017, May 2, 2018, May 2, 2019, and May 2, 2020. The grant of stock options is subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates. The exercise price of the stock options is determined based on the closing price of SVB's common stock on the date of grant. Denise West, Attorney-in-Fact for Kamran Husain 2016-05-04