0001209191-16-117157.txt : 20160503 0001209191-16-117157.hdr.sgml : 20160503 20160503195034 ACCESSION NUMBER: 0001209191-16-117157 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160429 FILED AS OF DATE: 20160503 DATE AS OF CHANGE: 20160503 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942856336 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Edmonds-Waters Christopher CENTRAL INDEX KEY: 0001421898 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15637 FILM NUMBER: 161617106 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-04-29 0 0000719739 SVB FINANCIAL GROUP SIVB 0001421898 Edmonds-Waters Christopher 3005 TASMAN DRIVE SANTA CLARA CA 95054 0 1 0 0 Head of Human Resources Common Stock 2016-04-29 4 M 0 161 A 4507 D Common Stock 2016-04-29 4 F 0 61 104.28 D 4446 D Common Stock 2751 I By 401(k)/ESOP Restricted Stock Unit 0.00 2016-04-29 4 M 0 161 D 2015-04-29 2021-04-29 Common Stock 161 322 D Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units. Includes 19 shares acquired under the SVB stock purchase plan on 12-31-2015. The information in this report is based on 401(k)/ESOP Plan statement dated as of March 31, 2016. Denise West, Attorney-in-Fact for Christopher Edmonds-Waters 2016-05-03