0001209191-16-113534.txt : 20160406 0001209191-16-113534.hdr.sgml : 20160406 20160406175210 ACCESSION NUMBER: 0001209191-16-113534 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160404 FILED AS OF DATE: 20160406 DATE AS OF CHANGE: 20160406 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942856336 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: China John CENTRAL INDEX KEY: 0001519244 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15637 FILM NUMBER: 161558439 MAIL ADDRESS: STREET 1: 3005 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-04-04 0 0000719739 SVB FINANCIAL GROUP SIVB 0001519244 China John SVB FINANCIAL GROUP 3005 TASMAN DRIVE SANTA CLARA CA 95054 0 1 0 0 Head of Relationship Banking Common Stock 2016-04-04 4 M 0 3704 19.48 A 11731 D Common Stock 2016-04-04 4 S 0 3704 102.5537 D 8027 D Common Stock 5379 I By 401(k)/ESOP Stock Option 19.48 2016-04-04 4 M 0 3704 19.48 D 2010-04-28 2016-04-28 Common Stock 3704 0 D The 3,704 shares were sold through separate trades, with the sale prices ranging from $101.60 to $102.98 and at a weighted average sale price of $102.5537. All transactions reported in this Form 4 were affected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective March 2, 2016. Denise West, Attorney-in-Fact for John China 2016-04-06