0001209191-16-095636.txt : 20160204 0001209191-16-095636.hdr.sgml : 20160204 20160204113928 ACCESSION NUMBER: 0001209191-16-095636 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160204 DATE AS OF CHANGE: 20160204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942856336 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Leone Roger CENTRAL INDEX KEY: 0001654140 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15637 FILM NUMBER: 161387402 MAIL ADDRESS: STREET 1: 4052 RONDA ROAD CITY: PEBBLE BEACH STATE: CA ZIP: 93953 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-12-31 0 0000719739 SVB FINANCIAL GROUP SIVB 0001654140 Leone Roger SVB FINANCIAL GROUP 3003 TASMAN DRIVE SANTA CLARA CA 95054 0 1 0 0 Chief Information Officer Common Stock 2015-12-31 5 A 0 E 159 101.065 A 159 D Common Stock 2016-02-02 4 M 0 134 A 293 D Common Stock 2016-02-02 4 F 0 59 95.14 D 234 D Restricted Stock Unit 0.00 2016-02-02 4 M 0 134 D 2016-02-02 2022-02-02 Common Stock 134 399 D These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units. Denise West, Attorney-in-Fact for Roger Leone 2016-02-04