0001209191-15-079962.txt : 20151113 0001209191-15-079962.hdr.sgml : 20151113 20151113112851 ACCESSION NUMBER: 0001209191-15-079962 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150630 FILED AS OF DATE: 20151113 DATE AS OF CHANGE: 20151113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942856336 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cox Philip C CENTRAL INDEX KEY: 0001575523 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15637 FILM NUMBER: 151227727 MAIL ADDRESS: STREET 1: ORCHARD HOUSE 40 BARRINGTON ROAD STREET 2: FOXTON CAMBRIDGE CITY: LONDON STATE: X0 ZIP: CB22 6SL 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-06-30 0 0000719739 SVB FINANCIAL GROUP SIVB 0001575523 Cox Philip C 3003 TASMAN DRIVE SANTA CLARA CA 95054 0 1 0 0 Head EMEA India & President,UK Common Stock 2015-06-30 5 A 0 E 112 97.861 A 3148 D Common Stock 2015-11-11 4 S 0 795 136.9041 D 2353 D These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). The 795 shares were sold through separate trades, with the sale prices ranging from $136.89 to $137.00 and at a weighted average sale price of $136.9041. Denise West, Attorney-in-Fact for Philip Cox 2015-11-13