0001209191-15-078635.txt : 20151109
0001209191-15-078635.hdr.sgml : 20151109
20151105125751
ACCESSION NUMBER: 0001209191-15-078635
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150630
FILED AS OF DATE: 20151105
DATE AS OF CHANGE: 20151105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SVB FINANCIAL GROUP
CENTRAL INDEX KEY: 0000719739
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 942856336
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3003 TASMAN DR
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
BUSINESS PHONE: 4086547400
MAIL ADDRESS:
STREET 1: 3003 TASMAN DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
FORMER COMPANY:
FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Edmonds-Waters Christopher
CENTRAL INDEX KEY: 0001421898
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-15637
FILM NUMBER: 151199731
MAIL ADDRESS:
STREET 1: 3003 TASMAN DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-06-30
0
0000719739
SVB FINANCIAL GROUP
SIVB
0001421898
Edmonds-Waters Christopher
SVB FINANCIAL GROUP
3005 TASMAN DRIVE
SANTA CLARA
CA
95054
0
1
0
0
Head of Human Resources
Common Stock
2015-06-30
5
A
0
E
40
97.861
A
4654
D
Common Stock
2015-11-03
4
S
0
1675
124.1744
D
2979
D
Common Stock
2015-11-03
4
M
0
1500
60.37
A
4654
D
Common Stock
2015-11-03
4
M
0
1575
64.37
A
3154
D
Common Stock
2015-11-03
4
M
0
1475
71.11
A
1579
D
Common Stock
2015-11-03
4
S
0
4150
124.5277
D
104
D
Common Stock
2015-11-03
4
S
0
400
123.8933
D
4254
D
Common Stock
2607
I
By 401(k)/ESOP
Stock Option
60.37
2015-11-03
4
M
0
1500
60.37
D
2012-04-27
2018-04-27
Common Stock
1500
0
D
Stock Option
64.37
2015-11-03
4
M
0
1575
64.37
D
2013-05-01
2019-05-01
Common Stock
1575
1575
D
Stock Option
71.11
2015-11-03
4
M
0
1475
71.11
D
2014-04-30
2020-04-30
Common Stock
1475
2950
D
These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
The 1,675 shares were sold through separate trades, with the sale prices ranging from $123.58 to $124.39 and at a weighted average sale
price of $124.1744.
The 4,150 shares were sold through separate trades, with the sale prices ranging from $124.12 to $125.08 and at a weighted average sale
price of $124.5277.
The 400 shares were sold through separate trades, with the sale prices ranging from $123.57 to $124.09 and at a weighted average sale
price of $123.8933.
The information in this report is based on 401(k)/ESOP Plan statement dated as of September 30, 2015.
Denise West, Attorney-in-Fact for Christopher Edmonds-Waters
2015-11-05