0001209191-15-078635.txt : 20151109 0001209191-15-078635.hdr.sgml : 20151109 20151105125751 ACCESSION NUMBER: 0001209191-15-078635 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150630 FILED AS OF DATE: 20151105 DATE AS OF CHANGE: 20151105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942856336 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Edmonds-Waters Christopher CENTRAL INDEX KEY: 0001421898 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15637 FILM NUMBER: 151199731 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-06-30 0 0000719739 SVB FINANCIAL GROUP SIVB 0001421898 Edmonds-Waters Christopher SVB FINANCIAL GROUP 3005 TASMAN DRIVE SANTA CLARA CA 95054 0 1 0 0 Head of Human Resources Common Stock 2015-06-30 5 A 0 E 40 97.861 A 4654 D Common Stock 2015-11-03 4 S 0 1675 124.1744 D 2979 D Common Stock 2015-11-03 4 M 0 1500 60.37 A 4654 D Common Stock 2015-11-03 4 M 0 1575 64.37 A 3154 D Common Stock 2015-11-03 4 M 0 1475 71.11 A 1579 D Common Stock 2015-11-03 4 S 0 4150 124.5277 D 104 D Common Stock 2015-11-03 4 S 0 400 123.8933 D 4254 D Common Stock 2607 I By 401(k)/ESOP Stock Option 60.37 2015-11-03 4 M 0 1500 60.37 D 2012-04-27 2018-04-27 Common Stock 1500 0 D Stock Option 64.37 2015-11-03 4 M 0 1575 64.37 D 2013-05-01 2019-05-01 Common Stock 1575 1575 D Stock Option 71.11 2015-11-03 4 M 0 1475 71.11 D 2014-04-30 2020-04-30 Common Stock 1475 2950 D These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). The 1,675 shares were sold through separate trades, with the sale prices ranging from $123.58 to $124.39 and at a weighted average sale price of $124.1744. The 4,150 shares were sold through separate trades, with the sale prices ranging from $124.12 to $125.08 and at a weighted average sale price of $124.5277. The 400 shares were sold through separate trades, with the sale prices ranging from $123.57 to $124.09 and at a weighted average sale price of $123.8933. The information in this report is based on 401(k)/ESOP Plan statement dated as of September 30, 2015. Denise West, Attorney-in-Fact for Christopher Edmonds-Waters 2015-11-05