0001209191-15-075098.txt : 20151009
0001209191-15-075098.hdr.sgml : 20151009
20151009170724
ACCESSION NUMBER: 0001209191-15-075098
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20151001
FILED AS OF DATE: 20151009
DATE AS OF CHANGE: 20151009
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SVB FINANCIAL GROUP
CENTRAL INDEX KEY: 0000719739
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 942856336
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3003 TASMAN DR
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
BUSINESS PHONE: 4086547400
MAIL ADDRESS:
STREET 1: 3003 TASMAN DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
FORMER COMPANY:
FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Leone Roger
CENTRAL INDEX KEY: 0001654140
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-15637
FILM NUMBER: 151153897
MAIL ADDRESS:
STREET 1: 4052 RONDA ROAD
CITY: PEBBLE BEACH
STATE: CA
ZIP: 93953
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2015-10-01
0
0000719739
SVB FINANCIAL GROUP
SIVB
0001654140
Leone Roger
SVB FINANCIAL GROUP
3003 TASMAN DRIVE
SANTA CLARA
CA
95054
0
1
0
0
Chief Information Officer
Restricted Stock Unit
0.00
2016-02-02
2022-02-02
Common Stock
533
D
Stock Option
116.78
2016-02-02
2022-02-02
Common Stock
1399
D
Vesting schedule over four years with equal percentage vesting each year of 25% beginning exercisable date. These restricted stock units are not vested at filing date.
Vesting schedule over four years with equal percentage vesting each year of 25% beginning exercisable date. These options are not exercisable at filing date.
Denise West, Attorney-in-Fact for Roger Leone
2015-10-09
EX-24.3_609621
2
poa.txt
POA DOCUMENT
LIMITED POWER OF ATTORNEY - SECURITIES LAW COMPLIANCE
I, as an officer or director of SVB Financial Group and subsidiaries, appoint
Kamran Husain, Annie Loo, Denise West and Wei Sun, each of them, my true and
lawful attorney-in-fact and agent to complete and execute Forms 144, Forms 3, 4
and 5 and other forms as the attorney determines in his or her discretion are
required or advisable pursuant to Rule 144 under the Securities Act of 1933 (as
amended), Section 16 of the Securities Exchange Act of 1934 (as amended) or the
Securities and Exchange Commission's rules and regulations, or any successor
laws or regulations, as a consequence of my ownership, acquisition or
disposition of securities of SVB Financial Group, and to do all acts necessary
in order to file such forms with the Securities and Exchange Commission, any
securities exchange or national association, and other person or agency as the
attorney deems appropriate. I ratify and confirm all that the attorneys-in-act
and agents do or cause to be done.
This Limited Power of Attorney is executed in San Francisco, CA as of the date
below and shall remain effective unless I am no longer required to complete said
forms or until my revocation in writing of this Limited Power of Attorney.
Signature
/s/ Roger Leone
Roger Leone
Dated: September 17, 2015
Witness:
/s/ Kristi Gilbaugh /s/ Crystal Speed
Name: Kristi Gilbaugh Name: Crystal Speed
Dated: September 17, 2015