0001209191-15-075098.txt : 20151009 0001209191-15-075098.hdr.sgml : 20151009 20151009170724 ACCESSION NUMBER: 0001209191-15-075098 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151001 FILED AS OF DATE: 20151009 DATE AS OF CHANGE: 20151009 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942856336 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Leone Roger CENTRAL INDEX KEY: 0001654140 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15637 FILM NUMBER: 151153897 MAIL ADDRESS: STREET 1: 4052 RONDA ROAD CITY: PEBBLE BEACH STATE: CA ZIP: 93953 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2015-10-01 0 0000719739 SVB FINANCIAL GROUP SIVB 0001654140 Leone Roger SVB FINANCIAL GROUP 3003 TASMAN DRIVE SANTA CLARA CA 95054 0 1 0 0 Chief Information Officer Restricted Stock Unit 0.00 2016-02-02 2022-02-02 Common Stock 533 D Stock Option 116.78 2016-02-02 2022-02-02 Common Stock 1399 D Vesting schedule over four years with equal percentage vesting each year of 25% beginning exercisable date. These restricted stock units are not vested at filing date. Vesting schedule over four years with equal percentage vesting each year of 25% beginning exercisable date. These options are not exercisable at filing date. Denise West, Attorney-in-Fact for Roger Leone 2015-10-09 EX-24.3_609621 2 poa.txt POA DOCUMENT LIMITED POWER OF ATTORNEY - SECURITIES LAW COMPLIANCE I, as an officer or director of SVB Financial Group and subsidiaries, appoint Kamran Husain, Annie Loo, Denise West and Wei Sun, each of them, my true and lawful attorney-in-fact and agent to complete and execute Forms 144, Forms 3, 4 and 5 and other forms as the attorney determines in his or her discretion are required or advisable pursuant to Rule 144 under the Securities Act of 1933 (as amended), Section 16 of the Securities Exchange Act of 1934 (as amended) or the Securities and Exchange Commission's rules and regulations, or any successor laws or regulations, as a consequence of my ownership, acquisition or disposition of securities of SVB Financial Group, and to do all acts necessary in order to file such forms with the Securities and Exchange Commission, any securities exchange or national association, and other person or agency as the attorney deems appropriate. I ratify and confirm all that the attorneys-in-act and agents do or cause to be done. This Limited Power of Attorney is executed in San Francisco, CA as of the date below and shall remain effective unless I am no longer required to complete said forms or until my revocation in writing of this Limited Power of Attorney. Signature /s/ Roger Leone Roger Leone Dated: September 17, 2015 Witness: /s/ Kristi Gilbaugh /s/ Crystal Speed Name: Kristi Gilbaugh Name: Crystal Speed Dated: September 17, 2015