0001209191-15-042996.txt : 20150514 0001209191-15-042996.hdr.sgml : 20150514 20150514195826 ACCESSION NUMBER: 0001209191-15-042996 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150512 FILED AS OF DATE: 20150514 DATE AS OF CHANGE: 20150514 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942856336 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Husain Kamran F CENTRAL INDEX KEY: 0001318490 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15637 FILM NUMBER: 15864986 MAIL ADDRESS: STREET 1: 3005 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-05-12 0 0000719739 SVB FINANCIAL GROUP SIVB 0001318490 Husain Kamran F SVB FINANCIAL GROUP 3005 TASMAN DRIVE SANTA CLARA CA 95054 0 1 0 0 Chief Accounting Officer Common Stock 2015-05-12 4 M 0 700 60.37 A 1311 D Common Stock 2015-05-12 4 M 0 800 64.37 A 2111 D Common Stock 2015-05-12 4 M 0 450 107.98 A 2561 D Common Stock 2015-05-12 4 M 0 200 49.83 A 2761 D Common Stock 2015-05-12 4 M 0 800 71.11 A 3561 D Common Stock 2015-05-12 4 S 0 500 135.10 D 3061 D Common Stock 2015-05-12 4 S 0 700 135.0701 D 2361 D Common Stock 2015-05-12 4 S 0 800 135.029 D 1561 D Common Stock 2015-05-12 4 S 0 450 134.9906 D 1111 D Common Stock 2015-05-12 4 S 0 200 135.0701 D 911 D Common Stock 2015-05-12 4 S 0 800 134.996 D 111 D Common Stock 260 I By 401(k)/ESOP Stock Option 64.37 2015-05-12 4 M 0 800 64.37 D 2013-05-01 2019-05-01 Common Stock 800 672 D Stock Option 60.37 2015-05-12 4 M 0 700 60.37 D 2012-04-27 2018-04-27 Common Stock 700 94 D Stock Option 107.98 2015-05-12 4 M 0 450 107.98 D 2015-04-29 2021-04-29 Common Stock 450 1666 D Stock Option 49.83 2015-05-12 4 M 0 200 49.83 D 2011-04-27 2017-04-27 Common Stock 200 78 D Stock Option 71.11 2015-05-12 4 M 0 800 71.11 D 2014-04-30 2020-04-30 Common Stock 800 1200 D The 800 shares were sold through separate trades, with the sale prices ranging from $135.0201 to $135.0701 and at a weighted average sale price of $135.029. The 450 shares were sold through separate trades, with the sale prices ranging from $134.9901 to $134.991 and at a weighted average sale price of $134.9906. The 200 shares were sold through separate trades, with the sale prices ranging from $135.07 to $135.0701 and at a weighted average sale price of $135.0701. The 800 shares were sold through separate trades, with the sale prices ranging from $134.92 to $135.0301 and at a weighted average sale price of $134.996. Denise West, Attorney-in-Fact for Kamran Husain 2015-05-14