0001209191-15-038651.txt : 20150504 0001209191-15-038651.hdr.sgml : 20150504 20150504204816 ACCESSION NUMBER: 0001209191-15-038651 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150430 FILED AS OF DATE: 20150504 DATE AS OF CHANGE: 20150504 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942856336 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VERISSIMO MARC J CENTRAL INDEX KEY: 0001245213 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15637 FILM NUMBER: 15830172 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-04-30 0 0000719739 SVB FINANCIAL GROUP SIVB 0001245213 VERISSIMO MARC J SVB FINANCIAL GROUP 3005 TASMAN DRIVE SANTA CLARA CA 95054 0 1 0 0 Chief Risk Officer Common Stock 2015-04-30 4 M 0 550 A 19556 D Common Stock 2015-04-30 4 F 0 207 132.76 D 19349 D Common Stock 2015-04-30 4 M 0 1875 71.11 A 21224 D Common Stock 2015-04-30 4 S 0 1875 133.8641 D 19349 D Common Stock 11733 I By 401(k)/ESOP Restricted Stock Unit 0.00 2015-04-30 4 M 0 550 D 2014-04-30 2020-04-30 Common Stock 550 1100 D Stock Option 71.11 2015-04-30 4 M 0 1875 71.11 D 2014-04-30 2020-04-30 Common Stock 1875 3750 D Previously reported restricted stock units vested on 4/30/2015. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units. The 1,875 shares were sold through separate trades, with the sale prices ranging from $133.86 to $134.00 and at a weighted average sale price of $133.8641. Denise West, Attorney-in-Fact for Marc Verissimo 2015-05-04